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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEP
1626
DELISTED
Holly Energy Partners, L.P.
HEP
$170K ﹤0.01%
+10,371
New +$179K
MUA icon
1627
BlackRock MuniAssets Fund
MUA
$518M
$169K ﹤0.01%
16,443
+2,898
+21% +$34.8K
PSLV icon
1628
Sprott Physical Silver Trust
PSLV
$11.7B
$168K ﹤0.01%
+25,432
New +$169K
PGF icon
1629
Invesco Financial Preferred ETF
PGF
$676M
$161K ﹤0.01%
10,673
-27,320
-72% -$432K
CVE icon
1630
Cenovus Energy
CVE
$51.6B
$160K ﹤0.01%
+10,395
New +$185K
CLF icon
1631
Cleveland-Cliffs
CLF
$6.84B
$158K ﹤0.01%
11,737
-57,226
-83% -$952K
ETJ
1632
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$157K ﹤0.01%
19,001
+2,600
+16% +$23.9K
ARKX icon
1633
ARK Space & Defense Innovation ETF
ARKX
$792M
$156K ﹤0.01%
12,619
+44
+0.3% +$627
BFLY icon
1634
Butterfly Network
BFLY
$1.88B
$154K ﹤0.01%
+32,829
New +$173K
CCAP icon
1635
Crescent Capital BDC
CCAP
$412M
$154K ﹤0.01%
+10,238
New +$173K
NVG icon
1636
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$150K ﹤0.01%
12,872
-329
-2% -$4.48K
OPK icon
1637
Opko Health
OPK
$1.25B
$148K ﹤0.01%
78,313
-1,000
-1% -$2.36K
OSBC icon
1638
Old Second Bancorp
OSBC
$1.3B
$148K ﹤0.01%
11,339
+31
+0.3% +$435
BRSP
1639
BrightSpire Capital
BRSP
$683M
$147K ﹤0.01%
23,340
-2,313
-9% -$19.1K
HBI
1640
DELISTED
Hanesbrands
HBI
$147K ﹤0.01%
21,110
+8,511
+68% +$83.6K
TROX icon
1641
Tronox
TROX
$981M
$147K ﹤0.01%
+11,988
New +$178K
JFR icon
1642
Nuveen Floating Rate Income Fund
JFR
$1.23B
$139K ﹤0.01%
17,175
-5,125
-23% -$44.1K
NAD icon
1643
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$136K ﹤0.01%
12,360
– –
AFIF icon
1644
Anfield Universal Fixed Income ETF
AFIF
$227M
$135K ﹤0.01%
15,678
-756
-5% -$6.71K
SRET icon
1645
Global X SuperDividend REIT ETF
SRET
$239M
$134K ﹤0.01%
6,479
-230
-3% -$5.64K
FMNB icon
1646
Farmers National Banc Corp
FMNB
$947M
$133K ﹤0.01%
+10,161
New +$147K
ASG
1647
Liberty All-Star Growth Fund
ASG
$324M
$129K ﹤0.01%
26,146
-238
-0.9% -$1.41K
GOGL
1648
DELISTED
Golden Ocean Group
GOGL
$122K ﹤0.01%
16,346
-29,760
-65% -$298K
DMA
1649
Destra Multi-Alternative Fund
DMA
$68M
$121K ﹤0.01%
18,543
+3,203
+21% +$22.6K
VLY icon
1650
Valley National Bancorp
VLY
$8.01B
$121K ﹤0.01%
11,194
-1,066
-9% -$12.3K
64 65
66
67 68

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.