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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAL icon
1626
AGF US Market Neutral Anti-Beta Fund
BTAL
$307M
– –
-38,532
Closed -$652K
BUZZ icon
1627
VanEck Social Sentiment ETF
BUZZ
$89.1M
– –
-15,125
Closed -$404K
CGNX icon
1628
Cognex
CGNX
$10B
– –
-7,961
Closed -$669K
CHD icon
1629
Church & Dwight Co
CHD
$23.7B
– –
-3,176
Closed -$271K
CHWY icon
1630
Chewy
CHWY
$9.38B
– –
-2,707
Closed -$216K
CIEN icon
1631
Ciena
CIEN
$49.6B
– –
-11,761
Closed -$669K
CMBM
1632
DELISTED
Cambium Networks
CMBM
– –
-11,832
Closed -$572K
CODI icon
1633
Compass Diversified
CODI
$777M
– –
-12,580
Closed -$321K
COIN icon
1634
CALL
Coinbase
COIN
$44.2B
– –
-100
Closed -$1K
CPB icon
1635
Campbell Soup
CPB
$6.8B
– –
-6,105
Closed -$278K
CRSR icon
1636
Corsair Gaming
CRSR
$1.15B
– –
-26,092
Closed -$869K
CTRE icon
1637
CareTrust REIT
CTRE
$10.1B
– –
-14,882
Closed -$346K
CX icon
1638
Cemex
CX
$17.3B
– –
-22,574
Closed -$190K
DBI icon
1639
Designer Brands
DBI
$322M
– –
-43,364
Closed -$718K
DGRS icon
1640
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$411M
– –
-23,523
Closed -$1.09M
DLS icon
1641
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
– –
-12,910
Closed -$964K
DRIV icon
1642
Global X Autonomous & Electric Vehicles ETF
DRIV
$370M
– –
-8,115
Closed -$230K
DTEC icon
1643
ALPS Disruptive Technologies ETF
DTEC
$71.9M
– –
-13,727
Closed -$667K
EA icon
1644
Electronic Arts
EA
$52.4B
– –
-1,732
Closed -$249K
EAT icon
1645
Brinker International
EAT
$8.5B
– –
-10,084
Closed -$624K
ENTG icon
1646
CALL
Entegris
ENTG
$18B
– –
-200
Closed -$1K
ENTG icon
1647
Entegris
ENTG
$18B
– –
-6,694
Closed -$823K
EPRT icon
1648
Essential Properties Realty Trust
EPRT
$6.94B
– –
-11,992
Closed -$324K
ESTC icon
1649
Elastic
ESTC
$6.46B
– –
-4,021
Closed -$586K
EVRI
1650
DELISTED
Everi Holdings
EVRI
– –
-26,337
Closed -$657K
64 65
66
67 68

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.