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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBTG icon
1601
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.24B
$307K ﹤0.01%
+13,674
New +$308K
SU icon
1602
Suncor Energy
SU
$77.4B
$307K ﹤0.01%
8,926
+723
+9% +$23.2K
OGN icon
1603
Organon & Co
OGN
$3.56B
$305K ﹤0.01%
+17,558
New +$366K
PSN icon
1604
Parsons
PSN
$4.3B
$303K ﹤0.01%
5,584
-1,858
-25% -$98.4K
ALGM icon
1605
Allegro MicroSystems
ALGM
$8.08B
$303K ﹤0.01%
9,501
-12,558
-57% -$510K
ZION icon
1606
Zions Bancorporation
ZION
$10.1B
$303K ﹤0.01%
8,698
-212,619
-96% -$7.41M
ONB icon
1607
Old National Bancorp
ONB
$10.2B
$303K ﹤0.01%
20,831
-1,036
-5% -$16K
TPG icon
1608
TPG
TPG
$6.86B
$302K ﹤0.01%
10,040
-7,785
-44% -$227K
ESG icon
1609
FlexShares STOXX US ESG Select Index Fund
ESG
$132M
$302K ﹤0.01%
+2,866
New +$312K
POOL icon
1610
Pool Corp
POOL
$6.93B
$302K ﹤0.01%
848
-4
-0.5% -$1.46K
EMLP icon
1611
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$301K ﹤0.01%
11,375
-554
-5% -$15.2K
BAPR icon
1612
Innovator US Equity Buffer ETF April
BAPR
$403M
$299K ﹤0.01%
8,557
+2,498
+41% +$89.6K
VSHY icon
1613
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.8M
$299K ﹤0.01%
14,320
+13
+0.1% +$274
HNI icon
1614
HNI Corp
HNI
$3.09B
$298K ﹤0.01%
8,614
– –
HLI icon
1615
Houlihan Lokey
HLI
$9.86B
$298K ﹤0.01%
2,783
-64
-2% -$6.6K
PWR icon
1616
Quanta Services
PWR
$84.9B
$298K ﹤0.01%
1,593
+287
+22% +$57.6K
MTDR icon
1617
Matador Resources
MTDR
$6.02B
$297K ﹤0.01%
+4,996
New +$291K
ASUR icon
1618
Asure Software
ASUR
$244M
$296K ﹤0.01%
+31,337
New +$379K
BXMX
1619
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$296K ﹤0.01%
23,365
-937
-4% -$12.4K
EME icon
1620
Emcor
EME
$30B
$295K ﹤0.01%
+1,404
New +$294K
IBML
1621
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$295K ﹤0.01%
11,539
-9,931
-46% -$253K
MUFG icon
1622
Mitsubishi UFJ Financial
MUFG
$251B
$294K ﹤0.01%
34,669
+590
+2% +$4.71K
FIX icon
1623
Comfort Systems
FIX
$54.2B
$292K ﹤0.01%
1,714
+311
+22% +$54.6K
VGR
1624
DELISTED
Vector Group Ltd.
VGR
$291K ﹤0.01%
27,363
-842
-3% -$9.77K
ATO icon
1625
Atmos Energy
ATO
$29.7B
$290K ﹤0.01%
2,742
+489
+22% +$57.1K
63 64
65
66 67

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.