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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIVL icon
1601
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$203K ﹤0.01%
+2,007
New +$196K
FNDE icon
1602
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.51B
$203K ﹤0.01%
+6,543
New +$209K
SSL icon
1603
Sasol
SSL
$7.03B
$203K ﹤0.01%
12,360
-72
-0.6% -$1.24K
FBGX
1604
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$203K ﹤0.01%
+234
New +$192K
DIVY icon
1605
Sound Equity Dividend Income ETF
DIVY
$29.4M
$201K ﹤0.01%
+7,734
New +$195K
QQQE icon
1606
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$201K ﹤0.01%
+2,361
New +$203K
ORI icon
1607
Old Republic International
ORI
$10.8B
$200K ﹤0.01%
+8,139
New +$202K
TLRY icon
1608
Tilray
TLRY
$498M
$189K ﹤0.01%
2,683
+256
+11% +$25.8K
MRTN icon
1609
Marten Transport
MRTN
$1.25B
$180K ﹤0.01%
10,514
-538
-5% -$8.9K
FTF
1610
Franklin Limited Duration Income Trust
FTF
$233M
$176K ﹤0.01%
19,386
-9,615
-33% -$86.6K
XERS icon
1611
Xeris Biopharma Holdings
XERS
$1.42B
$175K ﹤0.01%
59,666
+13,588
+29% +$29.4K
MUA icon
1612
BlackRock MuniAssets Fund
MUA
$518M
$172K ﹤0.01%
+11,607
New +$179K
ING icon
1613
ING
ING
$95.1B
$165K ﹤0.01%
11,855
+416
+4% +$6.04K
MAMA icon
1614
Mama's Creations
MAMA
$830M
$164K ﹤0.01%
81,634
-1,700
-2% -$3.84K
PAA icon
1615
Plains All American Pipeline
PAA
$17.2B
$163K ﹤0.01%
17,445
+176
+1% +$1.77K
ETY icon
1616
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$162K ﹤0.01%
+10,744
New +$157K
FAX
1617
abrdn Asia-Pacific Income Fund
FAX
$595M
$160K ﹤0.01%
6,993
+1,651
+31% +$40.4K
VLY icon
1618
Valley National Bancorp
VLY
$8.01B
$160K ﹤0.01%
+11,604
New +$161K
DSM
1619
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$154K ﹤0.01%
+18,390
New +$150K
HGEN
1620
DELISTED
HUMANIGEN, INC.
HGEN
$149K ﹤0.01%
39,975
-1,625
-4% -$9.51K
ATAXZ
1621
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$148K ﹤0.01%
22,952
+373
+2% +$2.4K
OSBC icon
1622
Old Second Bancorp
OSBC
$1.3B
$142K ﹤0.01%
11,245
+31
+0.3% +$407
PFL
1623
PIMCO Income Strategy Fund
PFL
$383M
$138K ﹤0.01%
+12,550
New +$139K
PHK
1624
PIMCO High Income Fund
PHK
$861M
$137K ﹤0.01%
22,269
-487
-2% -$3.04K
ACB
1625
Aurora Cannabis
ACB
$168M
$136K ﹤0.01%
2,520
-141
-5% -$9.48K
63 64
65
66 67

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.