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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
1601
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1K ﹤0.01%
+600
New +$210K
JPM icon
1602
PUT
JPMorgan Chase
JPM
$947B
$1K ﹤0.01%
3,000
-80
-3% -$12.5K
NEE icon
1603
CALL
NextEra Energy
NEE
$188B
$1K ﹤0.01%
+800
New +$64.5K
ROST icon
1604
CALL
Ross Stores
ROST
$79.5B
$1K ﹤0.01%
+600
New +$71.9K
SHY icon
1605
PUT
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1K ﹤0.01%
5,200
– –
TRMB icon
1606
CALL
Trimble
TRMB
$13.5B
$1K ﹤0.01%
+600
New +$52.7K
XLU icon
1607
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
$1K ﹤0.01%
800
-2,600
-76% -$86.9K
AAXJ icon
1608
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.54B
– –
-4,903
Closed -$463K
ADMA icon
1609
ADMA Biologics
ADMA
$2B
– –
-100,504
Closed -$161K
AEI icon
1610
Alset
AEI
$41.6M
– –
-525
Closed -$60K
AIVL icon
1611
WisdomTree US AI Enhanced Value Fund
AIVL
$432M
– –
-2,454
Closed -$239K
AL
1612
DELISTED
Air Lease Corp
AL
– –
-5,178
Closed -$216K
ALE
1613
DELISTED
Allete
ALE
– –
-4,124
Closed -$289K
ANF icon
1614
Abercrombie & Fitch
ANF
$4.45B
– –
-12,031
Closed -$559K
APPS icon
1615
Digital Turbine
APPS
$998M
– –
-3,933
Closed -$299K
ASB icon
1616
Associated Banc-Corp
ASB
$5.79B
– –
-11,237
Closed -$230K
ATO icon
1617
Atmos Energy
ATO
$30.3B
– –
-3,453
Closed -$332K
AWAY icon
1618
Amplify Travel Tech ETF
AWAY
$25.6M
– –
-11,546
Closed -$344K
AXTA icon
1619
Axalta
AXTA
$7.63B
– –
-26,845
Closed -$819K
BBVA icon
1620
Banco Bilbao Vizcaya Argentaria
BBVA
$145B
– –
-10,097
Closed -$63K
BBWI icon
1621
Bath & Body Works
BBWI
$4.22B
– –
-5,745
Closed -$335K
BC icon
1622
Brunswick
BC
$5.37B
– –
-7,374
Closed -$735K
BILL icon
1623
BILL Holdings
BILL
$4.57B
– –
-2,846
Closed -$521K
BJRI icon
1624
BJ's Restaurants
BJRI
$1.44B
– –
-12,330
Closed -$606K
BRKR icon
1625
Bruker
BRKR
$9.51B
– –
-7,947
Closed -$604K
63 64
65
66 67

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.