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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIPR icon
1576
Innovative Industrial Properties
IIPR
$1.77B
$329K ﹤0.01%
4,347
+390
+10% +$31.2K
GFEB icon
1577
FT Vest US Equity Moderate Buffer ETF February
GFEB
$378M
$327K ﹤0.01%
10,616
– –
BSCR icon
1578
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$327K ﹤0.01%
+17,451
New +$331K
GSBD icon
1579
Goldman Sachs BDC
GSBD
$1.01B
$327K ﹤0.01%
22,441
+2,111
+10% +$30.4K
PINS icon
1580
Pinterest
PINS
$13.8B
$327K ﹤0.01%
12,085
+2,662
+28% +$72.7K
DAR icon
1581
Darling Ingredients
DAR
$9.45B
$327K ﹤0.01%
6,256
+478
+8% +$29.9K
OXLC
1582
Oxford Lane Capital
OXLC
$872M
$326K ﹤0.01%
13,082
+1,109
+9% +$28.6K
KRE icon
1583
State Street SPDR S&P Regional Banking ETF
KRE
$4.54B
$326K ﹤0.01%
+7,804
New +$348K
EQIX icon
1584
Equinix
EQIX
$101B
$326K ﹤0.01%
449
-90
-17% -$69.7K
AEHR icon
1585
Aehr Test Systems
AEHR
$2.27B
$323K ﹤0.01%
+7,063
New +$327K
SNEX icon
1586
StoneX
SNEX
$8.84B
$323K ﹤0.01%
16,848
– –
COKE icon
1587
Coca-Cola Consolidated
COKE
$12.8B
$320K ﹤0.01%
5,020
-170
-3% -$11.3K
TOL icon
1588
Toll Brothers
TOL
$14.3B
$318K ﹤0.01%
4,293
-7,019
-62% -$554K
TFI icon
1589
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$317K ﹤0.01%
7,252
-152
-2% -$6.91K
EYLD icon
1590
Cambria Emerging Shareholder Yield ETF
EYLD
$835M
$316K ﹤0.01%
11,006
+93
+0.9% +$2.67K
NTR icon
1591
Nutrien
NTR
$33.8B
$314K ﹤0.01%
5,080
-526
-9% -$33.3K
WOLF icon
1592
Wolfspeed
WOLF
$1.11B
$313K ﹤0.01%
8,214
-24
-0.3% -$1.26K
PII icon
1593
Polaris
PII
$3.85B
$312K ﹤0.01%
2,993
+813
+37% +$96.6K
WPRT
1594
Westport Fuel Systems
WPRT
$32.1M
$312K ﹤0.01%
51,439
+10,300
+25% +$84.1K
ALLE icon
1595
Allegion
ALLE
$13.5B
$311K ﹤0.01%
2,985
-4,194
-58% -$472K
IJUL icon
1596
Innovator International Developed Power Buffer ETF July
IJUL
$241M
$311K ﹤0.01%
+12,215
New +$318K
VIOO icon
1597
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.17B
$311K ﹤0.01%
3,556
-659
-16% -$60.7K
TRMB icon
1598
Trimble
TRMB
$13.8B
$311K ﹤0.01%
5,770
-310
-5% -$16.4K
NTRS icon
1599
Northern Trust
NTRS
$22.1B
$310K ﹤0.01%
4,465
+19
+0.4% +$1.44K
CLF icon
1600
Cleveland-Cliffs
CLF
$6.58B
$310K ﹤0.01%
19,824
+845
+4% +$13.2K
62 63
64
65 66

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.