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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
1576
Invesco Mortgage Capital
IVR
$769M
$39K ﹤0.01%
+1,247
New +$40.5K
HEXO
1577
DELISTED
HEXO Corp. Common Shares
HEXO
$38K ﹤0.01%
1,478
-3,855
-72% -$179K
EGIO
1578
DELISTED
Edgio, Inc. Common Stock
EGIO
$37K ﹤0.01%
391
– –
CCO icon
1579
Clear Channel Outdoor Holdings
CCO
$1.23B
$35K ﹤0.01%
13,000
– –
HIVE
1580
HIVE Digital Technologies
HIVE
$760M
$34K ﹤0.01%
+2,538
New +$35.6K
SINT icon
1581
SiNtx Technologies
SINT
$9.92M
$32K ﹤0.01%
1
– –
DHY
1582
Credit Suisse High Yield Credit Fund
DHY
$239M
$31K ﹤0.01%
12,674
– –
AKBA icon
1583
Akebia Therapeutics
AKBA
$341M
$30K ﹤0.01%
10,300
– –
CENN icon
1584
Cenntro
CENN
$8.51M
$25K ﹤0.01%
+4
New +$21.3K
BOXL icon
1585
Boxlight
BOXL
$1.95M
$23K ﹤0.01%
+7
New +$22.4K
TTOO
1586
DELISTED
T2 Biosystems, Inc
TTOO
$23K ﹤0.01%
5
+1
+25% +$5.03K
URG
1587
Ur-Energy
URG
$481M
$22K ﹤0.01%
12,500
-216
-2% -$289
SJNK icon
1588
PUT
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$21K ﹤0.01%
104,000
-3,900
-4% -$107K
PG icon
1589
PUT
Procter & Gamble
PG
$347B
$19K ﹤0.01%
+6,900
New +$978K
WTER
1590
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$16K ﹤0.01%
+681
New +$17.9K
RCL icon
1591
CALL
Royal Caribbean
RCL
$86.5B
$10K ﹤0.01%
+1,200
New +$97.1K
SNDL icon
1592
Sundial Growers
SNDL
$318M
$9K ﹤0.01%
1,355
-294
-18% -$2.29K
NAK
1593
Northern Dynasty Minerals
NAK
$812M
$5K ﹤0.01%
11,118
-2,546
-19% -$1.12K
VLO icon
1594
CALL
Valero Energy
VLO
$88.7B
$5K ﹤0.01%
+1,400
New +$93.2K
UAL icon
1595
CALL
United Airlines
UAL
$40.2B
$4K ﹤0.01%
+3,500
New +$165K
XLY icon
1596
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$4K ﹤0.01%
+1,400
New +$127K
AAPL icon
1597
CALL
Apple
AAPL
$4.99T
$3K ﹤0.01%
+1,000
New +$147K
CVS icon
1598
CALL
CVS Health
CVS
$140B
$3K ﹤0.01%
+600
New +$50.3K
NTRS icon
1599
PUT
Northern Trust
NTRS
$22.2B
$3K ﹤0.01%
+400
New +$45.4K
USO icon
1600
CALL
United States Oil Fund
USO
$2B
$2K ﹤0.01%
+1,000
New +$48.9K
62 63
64
65 66

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.