We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZDGE icon
1576
Zedge
ZDGE
$38.7M
– –
-11,070
Closed -$67K
GTM
1577
ZoomInfo Technologies
GTM
$908M
– –
-11,723
Closed -$565K
ZION icon
1578
Zions Bancorporation
ZION
$10B
– –
-9,479
Closed -$412K
GRCE
1579
Grace Therapeutics
GRCE
$37.4M
– –
-274
Closed -$4K
SGI
1580
Somnigroup International
SGI
$15.3B
– –
-25,697
Closed -$694K
FBGX
1581
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
– –
-560
Closed -$309K
DCPH
1582
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-10,246
Closed -$585K
DALT
1583
DELISTED
Anfield Diversified Alternatives ETF
DALT
– –
-12,776
Closed -$124K
WTER
1584
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
– –
-873
Closed -$13K
SGEN
1585
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-2,726
Closed -$477K
ICPT
1586
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-19,328
Closed -$477K
ONEM
1587
DELISTED
1Life Healthcare
ONEM
– –
-18,697
Closed -$816K
BSJM
1588
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-12,491
Closed -$292K
GSV
1589
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-20,000
Closed -$14K
CDK
1590
DELISTED
CDK Global, Inc.
CDK
– –
-20,520
Closed -$1.06M
COHR
1591
DELISTED
Coherent Inc
COHR
– –
-9,432
Closed -$1.42M
ATRS
1592
DELISTED
Antares Pharma, Inc.
ATRS
– –
-20,766
Closed -$83K
DISCK
1593
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-25,214
Closed -$660K
CLDR
1594
DELISTED
Cloudera, Inc.
CLDR
– –
-36,895
Closed -$513K
FLIR
1595
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-23,546
Closed -$1.03M
PS
1596
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-40,781
Closed -$855K
BMCH
1597
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-12,307
Closed -$661K
BSCN
1598
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-9,915
Closed -$217K
VSTO
1599
DELISTED
Vista Outdoor Inc.
VSTO
– –
-33,471
Closed -$795K
60 61 62 63
64

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.