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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSA icon
1551
Mine Safety
MSA
$6.79B
$344K ﹤0.01%
2,183
+143
+7% +$24.6K
NNN icon
1552
NNN REIT
NNN
$9.3B
$343K ﹤0.01%
9,702
-6,906
-42% -$277K
TSLY icon
1553
YieldMax TSLA Option Income Strategy ETF
TSLY
$608M
$343K ﹤0.01%
+2,505
New +$386K
ETY icon
1554
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$343K ﹤0.01%
29,687
+1,012
+4% +$12.3K
UBS icon
1555
UBS Group
UBS
$170B
$342K ﹤0.01%
13,886
+153
+1% +$3.57K
ING icon
1556
ING
ING
$92.8B
$341K ﹤0.01%
25,887
+2,024
+8% +$28.5K
ARKF icon
1557
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$341K ﹤0.01%
17,620
+875
+5% +$18.6K
TXRH icon
1558
Texas Roadhouse
TXRH
$13.7B
$341K ﹤0.01%
3,544
+718
+25% +$76.4K
DKL icon
1559
Delek Logistics
DKL
$3.12B
$339K ﹤0.01%
+8,086
New +$357K
VFC icon
1560
VF Corp
VFC
$5.91B
$339K ﹤0.01%
19,158
+1,454
+8% +$27.7K
CWS icon
1561
AdvisorShares Focused Equity ETF
CWS
$131M
$338K ﹤0.01%
6,487
+647
+11% +$35.1K
TRMK icon
1562
Trustmark
TRMK
$2.75B
$337K ﹤0.01%
+15,513
New +$360K
UHAL.B icon
1563
U-Haul Holding Co Series N
UHAL.B
$12.4B
$336K ﹤0.01%
6,408
-27
-0.4% -$1.47K
EJUL icon
1564
Innovator Emerging Markets Power Buffer ETF July
EJUL
$172M
$336K ﹤0.01%
+14,910
New +$343K
NFJ
1565
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.39B
$336K ﹤0.01%
29,613
-2,903
-9% -$35.5K
IMCG icon
1566
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$335K ﹤0.01%
+5,869
New +$354K
STT icon
1567
State Street
STT
$48.4B
$335K ﹤0.01%
5,001
-4,269
-46% -$301K
LVHI icon
1568
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.36B
$335K ﹤0.01%
+12,274
New +$335K
OEF icon
1569
iShares S&P 100 ETF
OEF
$19.5B
$335K ﹤0.01%
1,667
-15,005
-90% -$3.13M
TER icon
1570
Teradyne
TER
$50B
$333K ﹤0.01%
3,315
+676
+26% +$71.3K
SCHE icon
1571
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$332K ﹤0.01%
13,861
-6,630
-32% -$164K
LAC
1572
DELISTED
Lithium Americas Corp. Common Shares
LAC
$331K ﹤0.01%
19,467
-1,960
-9% -$37K
EVA
1573
DELISTED
Enviva Inc.
EVA
$330K ﹤0.01%
+44,197
New +$459K
SYLD icon
1574
Cambria Shareholder Yield ETF
SYLD
$1B
$329K ﹤0.01%
5,326
-1,000
-16% -$62.7K
GEF.B icon
1575
Greif Class B
GEF.B
$4.14B
$329K ﹤0.01%
4,947
-622
-11% -$46.4K
61 62
63
64 65

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.