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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRL icon
1551
Charles River Laboratories
CRL
$11.6B
$230K ﹤0.01%
611
-10
-2% -$3.88K
DSL
1552
DoubleLine Income Solutions Fund
DSL
$1.23B
$230K ﹤0.01%
14,279
+1,045
+8% +$17.9K
MAT icon
1553
Mattel
MAT
$4.49B
$230K ﹤0.01%
10,650
-2,481
-19% -$52K
ASB icon
1554
Associated Banc-Corp
ASB
$5.86B
$229K ﹤0.01%
+10,122
New +$229K
DSEP icon
1555
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$229K ﹤0.01%
6,904
-3,610
-34% -$118K
HBI
1556
DELISTED
Hanesbrands
HBI
$229K ﹤0.01%
13,667
-815
-6% -$13.9K
SPHQ icon
1557
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$229K ﹤0.01%
+4,303
New +$222K
XPO icon
1558
XPO
XPO
$24B
$229K ﹤0.01%
4,973
+104
+2% +$4.83K
RY icon
1559
Royal Bank of Canada
RY
$295B
$228K ﹤0.01%
2,150
+70
+3% +$7.27K
DEED icon
1560
First Trust Securitized Plus ETF
DEED
$80.3M
$227K ﹤0.01%
+8,832
New +$228K
UNM icon
1561
Unum
UNM
$14B
$227K ﹤0.01%
+9,248
New +$237K
DRE
1562
DELISTED
Duke Realty Corp.
DRE
$227K ﹤0.01%
+3,459
New +$200K
VNQI icon
1563
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$225K ﹤0.01%
4,169
+299
+8% +$16.9K
AEL
1564
DELISTED
American Equity Investment Life Holding Company
AEL
$225K ﹤0.01%
5,769
-3,290
-36% -$115K
ASAN icon
1565
Asana
ASAN
$1.89B
$224K ﹤0.01%
3,011
-116
-4% -$12.3K
NAD icon
1566
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$224K ﹤0.01%
+13,919
New +$218K
ACM icon
1567
Aecom
ACM
$9.57B
$223K ﹤0.01%
2,887
-322
-10% -$22.6K
BXMT icon
1568
Blackstone Mortgage Trust
BXMT
$2.81B
$222K ﹤0.01%
7,249
-26
-0.4% -$827
FID icon
1569
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$167M
$221K ﹤0.01%
+12,481
New +$221K
EMLP icon
1570
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$220K ﹤0.01%
8,812
-285
-3% -$7.04K
UTF icon
1571
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$218K ﹤0.01%
7,636
-1,700
-18% -$47.5K
WYNN icon
1572
Wynn Resorts
WYNN
$10.3B
$218K ﹤0.01%
2,565
-16
-0.6% -$1.42K
LOGC
1573
DELISTED
ContextLogic
LOGC
$218K ﹤0.01%
2,339
+1,579
+208% +$209K
DBA icon
1574
Invesco DB Agriculture Fund
DBA
$1.24B
$216K ﹤0.01%
10,937
+120
+1% +$2.35K
TAP icon
1575
Molson Coors Class B
TAP
$7.97B
$216K ﹤0.01%
4,665
-77
-2% -$3.53K
61 62
63
64 65

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.