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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMM
1551
Franklin Managed Municipal Income Trust
PMM
$272M
$112K ﹤0.01%
13,430
– –
SRNE
1552
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$112K ﹤0.01%
14,661
+2,126
+17% +$18K
KGC icon
1553
Kinross Gold
KGC
$27.8B
$109K ﹤0.01%
20,299
-333
-2% -$1.99K
IWM icon
1554
CALL
iShares Russell 2000 ETF
IWM
$79.9B
$108K ﹤0.01%
+2,900
New +$643K
AEG icon
1555
Aegon
AEG
$13.5B
$105K ﹤0.01%
21,618
-114
-0.5% -$494
VVR icon
1556
Invesco Senior Income Trust
VVR
$456M
$105K ﹤0.01%
23,513
-10,397
-31% -$45.2K
SRET icon
1557
Global X SuperDividend REIT ETF
SRET
$239M
$100K ﹤0.01%
+3,501
New +$102K
CRON
1558
Cronos Group
CRON
$1.06B
$98K ﹤0.01%
17,307
-3,220
-16% -$21.9K
FCEL icon
1559
FuelCell Energy
FCEL
$1.58B
$96K ﹤0.01%
481
-331
-41% -$65.7K
WKHS icon
1560
Workhorse Group
WKHS
$30.3M
$94K ﹤0.01%
4
+1
+33% +$30.3K
PSLV icon
1561
Sprott Physical Silver Trust
PSLV
$11.7B
$91K ﹤0.01%
11,890
-1,658
-12% -$14.1K
VXRT
1562
DELISTED
Vaxart
VXRT
$88K ﹤0.01%
+11,125
New +$91.6K
LEO
1563
BNY Mellon Strategic Municipals
LEO
$386M
$87K ﹤0.01%
10,046
– –
RCS
1564
PIMCO Strategic Income Fund
RCS
$245M
$80K ﹤0.01%
11,375
-200
-2% -$1.54K
BKT icon
1565
BlackRock Income Trust
BKT
$332M
$77K ﹤0.01%
+4,184
New +$79.9K
HL icon
1566
Hecla Mining
HL
$9.69B
$74K ﹤0.01%
13,536
+400
+3% +$2.49K
ENZ
1567
DELISTED
Enzo Biochem, Inc.
ENZ
$71K ﹤0.01%
20,000
– –
ROOT icon
1568
Root
ROOT
$937M
$67K ﹤0.01%
+702
New +$87.1K
NAT icon
1569
Nordic American Tanker
NAT
$1.36B
$61K ﹤0.01%
23,655
+106
+0.5% +$266
TSLA icon
1570
PUT
Tesla
TSLA
$1.2T
$60K ﹤0.01%
+6,000
New +$1.41M
AMRN
1571
Amarin Corp
AMRN
$289M
$58K ﹤0.01%
572
+25
+5% +$2.46K
SAN icon
1572
Banco Santander
SAN
$198B
$51K ﹤0.01%
+14,185
New +$52.4K
UNH icon
1573
PUT
UnitedHealth
UNH
$381B
$48K ﹤0.01%
9,000
– –
NTRP icon
1574
NextTrip
NTRP
$25.6M
$45K ﹤0.01%
+750
New +$51.4K
OXSQ icon
1575
Oxford Square Capital
OXSQ
$146M
$43K ﹤0.01%
10,520
– –
61 62
63
64 65

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.