We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACH
1526
Accendra Health
ACH
$254M
$202K ﹤0.01%
6,445
+66
+1% +$2.6K
CXP
1527
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$202K ﹤0.01%
10,611
+7
+0.1% +$122
IZRL icon
1528
ARK Israel Innovative Technology ETF
IZRL
$137M
$201K ﹤0.01%
6,855
-800
-10% -$24.2K
MAMA icon
1529
Mama's Creations
MAMA
$846M
$201K ﹤0.01%
+83,334
New +$218K
INFO
1530
DELISTED
IHS Markit Ltd. Common Shares
INFO
$201K ﹤0.01%
+1,727
New +$204K
BCO icon
1531
Brink's
BCO
$5.01B
$200K ﹤0.01%
3,166
-251
-7% -$18.9K
BNGO icon
1532
Bionano Genomics
BNGO
$12.5M
$186K ﹤0.01%
56
-7
-11% -$24.5K
ACOR
1533
DELISTED
Acorda Therapeutics
ACOR
$186K ﹤0.01%
+2,023
New +$168K
ACB
1534
Aurora Cannabis
ACB
$169M
$184K ﹤0.01%
2,661
-4,432
-62% -$315K
NZF icon
1535
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$181K ﹤0.01%
+10,845
New +$188K
PAA icon
1536
Plains All American Pipeline
PAA
$17.6B
$176K ﹤0.01%
+17,269
New +$172K
MRTN icon
1537
Marten Transport
MRTN
$1.22B
$173K ﹤0.01%
11,052
+40
+0.4% +$627
BRSP
1538
BrightSpire Capital
BRSP
$634M
$171K ﹤0.01%
18,245
+772
+4% +$7.46K
RVP icon
1539
Retractable Technologies
RVP
$20.1M
$171K ﹤0.01%
15,530
+837
+6% +$9.79K
ING icon
1540
ING
ING
$92.9B
$166K ﹤0.01%
11,439
+95
+0.8% +$1.27K
JBLU icon
1541
JetBlue
JBLU
$2.16B
$165K ﹤0.01%
10,785
-538
-5% -$8.26K
OSBC icon
1542
Old Second Bancorp
OSBC
$1.29B
$146K ﹤0.01%
11,214
+39
+0.3% +$468
PHK
1543
PIMCO High Income Fund
PHK
$856M
$143K ﹤0.01%
22,756
-100
-0.4% -$676
JQC icon
1544
Nuveen Credit Strategies Income Fund
JQC
$702M
$136K ﹤0.01%
20,752
-9,538
-31% -$62.2K
ATAXZ
1545
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$135K ﹤0.01%
+22,579
New +$135K
FAX
1546
abrdn Asia-Pacific Income Fund
FAX
$595M
$133K ﹤0.01%
5,342
+971
+22% +$24.9K
PPT
1547
Franklin Premier Income Trust
PPT
$323M
$128K ﹤0.01%
27,938
+1,289
+5% +$5.94K
LOGC
1548
DELISTED
ContextLogic
LOGC
$125K ﹤0.01%
760
-1,254
-62% -$312K
XERS icon
1549
Xeris Biopharma Holdings
XERS
$1.45B
$113K ﹤0.01%
46,078
+5,108
+12% +$14.8K
EVLO
1550
DELISTED
Evelo Biosciences, Inc. Common Stock
EVLO
$113K ﹤0.01%
804
+100
+14% +$19.8K
60 61
62
63 64

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.