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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
1501
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$390K ﹤0.01%
6,470
+1,266
+24% +$79.9K
BUD icon
1502
AB InBev
BUD
$164B
$388K ﹤0.01%
7,021
-69
-1% -$3.91K
RS icon
1503
Reliance Steel & Aluminium
RS
$20.6B
$388K ﹤0.01%
+1,479
New +$410K
FDEM icon
1504
Fidelity Emerging Markets Multifactor ETF
FDEM
$550M
$388K ﹤0.01%
17,412
+7,337
+73% +$167K
SPXC icon
1505
SPX Corp
SPXC
$9.39B
$383K ﹤0.01%
4,704
-1,846
-28% -$149K
CDW icon
1506
CDW
CDW
$18.9B
$383K ﹤0.01%
1,897
-110
-5% -$21.9K
HOLX
1507
DELISTED
Hologic
HOLX
$382K ﹤0.01%
5,504
+1,056
+24% +$79.8K
MOH icon
1508
Molina Healthcare
MOH
$10.4B
$380K ﹤0.01%
1,159
+291
+34% +$91.6K
SDIV icon
1509
Global X SuperDividend ETF
SDIV
$1.21B
$379K ﹤0.01%
17,283
+79
+0.5% +$1.78K
PCEF icon
1510
Invesco CEF Income Composite ETF
PCEF
$788M
$379K ﹤0.01%
22,138
-18,704
-46% -$335K
BGLD icon
1511
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$51M
$379K ﹤0.01%
19,903
-101,463
-84% -$1.99M
JULH icon
1512
Innovator Premium Income 20 Barrier ETF July
JULH
$15.5M
$375K ﹤0.01%
+15,295
New +$382K
SUI icon
1513
Sun Communities
SUI
$15.8B
$375K ﹤0.01%
3,171
+259
+9% +$32.9K
BIP icon
1514
Brookfield Infrastructure Partners
BIP
$19.6B
$375K ﹤0.01%
12,763
+1,647
+15% +$54.5K
KMX icon
1515
CarMax
KMX
$8.39B
$375K ﹤0.01%
5,299
+1,956
+59% +$160K
OPK icon
1516
Opko Health
OPK
$1.02B
$373K ﹤0.01%
232,979
+574
+0.2% +$1.04K
SHYD icon
1517
VanEck Short High Yield Muni ETF
SHYD
$452M
$372K ﹤0.01%
17,223
-1,033
-6% -$22.8K
WYNN icon
1518
Wynn Resorts
WYNN
$10.3B
$372K ﹤0.01%
4,025
+606
+18% +$60.8K
CROX icon
1519
Crocs
CROX
$6.63B
$370K ﹤0.01%
4,190
-9,753
-70% -$1M
RBA icon
1520
RB Global
RBA
$21.5B
$368K ﹤0.01%
5,884
-879
-13% -$54.2K
ALLY icon
1521
Ally Financial
ALLY
$13.1B
$368K ﹤0.01%
+13,776
New +$385K
CNQ icon
1522
Canadian Natural Resources
CNQ
$96.9B
$366K ﹤0.01%
11,330
-624
-5% -$19.1K
PBF icon
1523
PBF Energy
PBF
$7.49B
$365K ﹤0.01%
6,816
-23,644
-78% -$1.13M
CNK icon
1524
Cinemark Holdings
CNK
$4.07B
$364K ﹤0.01%
19,842
-29,664
-60% -$497K
FTRE icon
1525
Fortrea Holdings
FTRE
$1.93B
$363K ﹤0.01%
+12,700
New +$376K
59 60
61
62 63

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.