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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
1501
DELISTED
Magellan Midstream Partners, L.P.
MMP
$334K ﹤0.01%
6,147
-3,810
-38% -$202K
CEQP
1502
DELISTED
Crestwood Equity Partners LP
CEQP
$333K ﹤0.01%
+13,375
New +$345K
PSN icon
1503
Parsons
PSN
$4.31B
$333K ﹤0.01%
7,442
+1,925
+35% +$84.6K
UVV icon
1504
Universal Corp
UVV
$1.37B
$333K ﹤0.01%
6,289
-44
-0.7% -$2.31K
HYS icon
1505
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$331K ﹤0.01%
3,624
-996
-22% -$90.3K
CHPT icon
1506
ChargePoint
CHPT
$134M
$331K ﹤0.01%
1,580
+92
+6% +$20K
PETQ
1507
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$331K ﹤0.01%
28,893
-1,139
-4% -$12.6K
BIP icon
1508
Brookfield Infrastructure Partners
BIP
$19.6B
$328K ﹤0.01%
9,701
-122
-1% -$4.11K
GIB icon
1509
CGI
GIB
$15.6B
$326K ﹤0.01%
3,391
-3
-0.1% -$270
RBA icon
1510
RB Global
RBA
$21.5B
$326K ﹤0.01%
+5,799
New +$342K
XMLV icon
1511
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$326K ﹤0.01%
6,225
-208
-3% -$11.3K
OLN icon
1512
Olin
OLN
$2.53B
$326K ﹤0.01%
+5,872
New +$336K
AB icon
1513
AllianceBernstein
AB
$3.47B
$325K ﹤0.01%
8,901
-254
-3% -$9.57K
LTHM
1514
DELISTED
Livent Corporation
LTHM
$325K ﹤0.01%
14,971
+943
+7% +$21.8K
UMH
1515
UMH Properties
UMH
$1.34B
$325K ﹤0.01%
+21,955
New +$361K
ESGV icon
1516
Vanguard ESG US Stock ETF
ESGV
$12.8B
$324K ﹤0.01%
4,518
+731
+19% +$50.9K
STM icon
1517
STMicroelectronics
STM
$43.1B
$323K ﹤0.01%
+6,031
New +$281K
BXMX
1518
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$322K ﹤0.01%
24,593
+1,935
+9% +$25.3K
IGF icon
1519
iShares Global Infrastructure ETF
IGF
$10.9B
$322K ﹤0.01%
+6,747
New +$319K
PNFP icon
1520
Pinnacle Financial Partners Inc
PNFP
$15.8B
$322K ﹤0.01%
5,834
-7,206
-55% -$506K
FPWR
1521
First Trust EIP Power Solutions ETF
FPWR
$27.7M
$321K ﹤0.01%
12,681
+930
+8% +$23.6K
ASO icon
1522
Academy Sports + Outdoors
ASO
$3.04B
$321K ﹤0.01%
+4,915
New +$290K
CNC icon
1523
Centene
CNC
$30.5B
$320K ﹤0.01%
5,068
+504
+11% +$35.8K
VSHY icon
1524
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.8M
$319K ﹤0.01%
15,236
-410
-3% -$8.6K
AXON
1525
Axon Enterprise
AXON
$42.8B
$319K ﹤0.01%
1,418
+53
+4% +$10.5K
59 60
61
62 63

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.