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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYT icon
1501
First Trust Small Cap Value AlphaDEX Fund
FYT
$194M
$263K ﹤0.01%
+4,944
New +$259K
MTD icon
1502
Mettler-Toledo International
MTD
$28.1B
$263K ﹤0.01%
155
– –
AG icon
1503
First Majestic Silver
AG
$7.75B
$258K ﹤0.01%
23,215
+2,119
+10% +$25.6K
HASI icon
1504
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
$257K ﹤0.01%
4,834
+187
+4% +$10.8K
OLLI icon
1505
Ollie's Bargain Outlet
OLLI
$4.17B
$257K ﹤0.01%
5,012
+243
+5% +$14.8K
SBNY
1506
DELISTED
Signature Bank
SBNY
$257K ﹤0.01%
+796
New +$248K
BRSP
1507
BrightSpire Capital
BRSP
$683M
$256K ﹤0.01%
24,931
+6,686
+37% +$64.8K
DFAS icon
1508
Dimensional US Small Cap ETF
DFAS
$15.5B
$256K ﹤0.01%
+4,270
New +$258K
FTHM icon
1509
Fathom Holdings
FTHM
$28.5M
$255K ﹤0.01%
12,472
– –
OGN icon
1510
Organon & Co
OGN
$3.55B
$255K ﹤0.01%
8,389
-392
-4% -$12.8K
CATH icon
1511
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$254K ﹤0.01%
4,310
– –
NVG icon
1512
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$254K ﹤0.01%
14,191
+1,272
+10% +$22.2K
AUY
1513
DELISTED
Yamana Gold, Inc.
AUY
$254K ﹤0.01%
60,296
-10,207
-14% -$42.3K
CMDY icon
1514
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$552M
$253K ﹤0.01%
5,105
-16,931
-77% -$963K
IGPT icon
1515
Invesco AI and Next Gen Software ETF
IGPT
$1.12B
$252K ﹤0.01%
5,928
-48,990
-89% -$2.34M
CE icon
1516
Celanese
CE
$4.77B
$251K ﹤0.01%
+1,493
New +$243K
CSW
1517
CSW Industrials
CSW
$4.87B
$251K ﹤0.01%
2,073
-147
-7% -$19.2K
FUMB icon
1518
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$251K ﹤0.01%
+12,440
New +$251K
VWOB icon
1519
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$251K ﹤0.01%
3,232
-1,145
-26% -$88.9K
CPE
1520
DELISTED
Callon Petroleum Company
CPE
$251K ﹤0.01%
5,310
-1,150
-18% -$61.5K
RTLR
1521
DELISTED
Rattler Midstream LP Common Units
RTLR
$249K ﹤0.01%
+21,914
New +$251K
GBAB
1522
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$248K ﹤0.01%
10,440
-500
-5% -$11.8K
SMMV icon
1523
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$248K ﹤0.01%
6,332
+348
+6% +$13.3K
PODD icon
1524
Insulet
PODD
$11.6B
$245K ﹤0.01%
+919
New +$267K
CRUS icon
1525
Cirrus Logic
CRUS
$6.87B
$244K ﹤0.01%
2,648
-15,958
-86% -$1.33M
59 60
61
62 63

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.