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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WYNN icon
1501
Wynn Resorts
WYNN
$10.3B
$219K ﹤0.01%
2,581
-410
-14% -$40.5K
HACK icon
1502
Amplify Cybersecurity ETF
HACK
$2.65B
$218K ﹤0.01%
3,581
+246
+7% +$15.4K
NOK icon
1503
Nokia
NOK
$49.9B
$218K ﹤0.01%
40,042
+952
+2% +$5.53K
VNQI icon
1504
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$218K ﹤0.01%
3,870
-13,054
-77% -$766K
AMN icon
1505
AMN Healthcare
AMN
$1.35B
$217K ﹤0.01%
1,890
-5,483
-74% -$581K
FXI icon
1506
iShares China Large-Cap ETF
FXI
$4.27B
$217K ﹤0.01%
+5,586
New +$231K
RGEN icon
1507
Repligen
RGEN
$8.2B
$217K ﹤0.01%
+750
New +$192K
NFJ
1508
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$216K ﹤0.01%
14,567
-44
-0.3% -$674
DIAL icon
1509
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$215K ﹤0.01%
10,048
-985
-9% -$21.3K
EMLP icon
1510
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$215K ﹤0.01%
9,097
-12,638
-58% -$308K
MTD icon
1511
Mettler-Toledo International
MTD
$28.1B
$213K ﹤0.01%
+155
New +$233K
IDEV icon
1512
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
$211K ﹤0.01%
3,155
+6
+0.2% +$410
GMED icon
1513
Globus Medical
GMED
$10.9B
$209K ﹤0.01%
+2,726
New +$219K
LAC
1514
DELISTED
Lithium Americas Corp. Common Shares
LAC
$209K ﹤0.01%
+9,378
New +$165K
DBA icon
1515
Invesco DB Agriculture Fund
DBA
$1.24B
$207K ﹤0.01%
+10,817
New +$203K
RY icon
1516
Royal Bank of Canada
RY
$295B
$207K ﹤0.01%
2,080
-231
-10% -$23.5K
COOP
1517
DELISTED
Mr. Cooper
COOP
$206K ﹤0.01%
5,000
-1,766
-26% -$66.6K
CLNE icon
1518
Clean Energy Fuels
CLNE
$421M
$205K ﹤0.01%
25,185
+1,761
+8% +$14K
TDS icon
1519
Telephone and Data Systems
TDS
$3.87B
$205K ﹤0.01%
10,493
+717
+7% +$14.9K
CACI icon
1520
CACI
CACI
$11.3B
$204K ﹤0.01%
+777
New +$201K
HAL icon
1521
Halliburton
HAL
$26.1B
$204K ﹤0.01%
9,434
-88,911
-90% -$1.82M
RKT icon
1522
Rocket Companies
RKT
$39.6B
$204K ﹤0.01%
12,693
-2,127
-14% -$37.2K
ACM icon
1523
Aecom
ACM
$9.57B
$203K ﹤0.01%
+3,209
New +$204K
NTRA icon
1524
Natera
NTRA
$36.1B
$203K ﹤0.01%
+1,823
New +$209K
CHPT icon
1525
ChargePoint
CHPT
$138M
$202K ﹤0.01%
505
+81
+19% +$37.7K
59 60
61
62 63

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.