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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMB icon
1501
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
– –
-6,618
Closed -$252K
FNY icon
1502
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$581M
– –
-4,980
Closed -$326K
FUTY icon
1503
Fidelity MSCI Utilities Index ETF
FUTY
$2.37B
– –
-25,719
Closed -$1.04M
FXU icon
1504
First Trust Utilities AlphaDEX Fund
FXU
$836M
– –
-41,319
Closed -$1.17M
GBIL icon
1505
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
– –
-2,176
Closed -$218K
GEO icon
1506
The GEO Group
GEO
$4.11B
– –
-11,490
Closed -$102K
GILD icon
1507
CALL
Gilead Sciences
GILD
$167B
– –
-2,000
Closed -$3K
GMED icon
1508
Globus Medical
GMED
$10.9B
– –
-12,118
Closed -$790K
GTN icon
1509
Gray Television
GTN
$430M
– –
-40,068
Closed -$717K
HAIN icon
1510
Hain Celestial
HAIN
$44.8M
– –
-21,129
Closed -$848K
HAL icon
1511
Halliburton
HAL
$26.1B
– –
-23,142
Closed -$437K
HD icon
1512
CALL
Home Depot
HD
$343B
– –
-600
Closed -$3K
HLIT icon
1513
Harmonic Inc
HLIT
$1.2B
– –
-17,033
Closed -$126K
HUBS icon
1514
HubSpot
HUBS
$12.2B
– –
-1,813
Closed -$719K
ICLN icon
1515
CALL
iShares Global Clean Energy ETF
ICLN
$2.27B
– –
-400
Closed -$1K
IHF icon
1516
iShares US Healthcare Providers ETF
IHF
$1.24B
– –
-26,885
Closed -$1.26M
IIM icon
1517
Invesco Value Municipal Income Trust
IIM
$590M
– –
-12,092
Closed -$189K
ILMN icon
1518
Illumina
ILMN
$29.2B
– –
-609
Closed -$219K
IPO icon
1519
Renaissance IPO ETF
IPO
$154M
– –
-4,234
Closed -$273K
IQLT icon
1520
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
– –
-6,014
Closed -$214K
IYG icon
1521
iShares US Financial Services ETF
IYG
$2.18B
– –
-4,659
Closed -$233K
IYM icon
1522
iShares US Basic Materials ETF
IYM
$1.14B
– –
-41,531
Closed -$4.71M
JACK icon
1523
Jack in the Box
JACK
$308M
– –
-7,117
Closed -$660K
JMIA
1524
Jumia Technologies
JMIA
$741M
– –
-13,018
Closed -$525K
JNK icon
1525
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
– –
-10,500
Closed -$5K
59 60
61
62 63

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.