We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAG icon
1476
Penske Automotive Group
PAG
$14.7B
$413K ﹤0.01%
2,475
+139
+6% +$23.3K
HII icon
1477
Huntington Ingalls Industries
HII
$11B
$413K ﹤0.01%
2,021
+379
+23% +$83.6K
DJIA icon
1478
Global X Dow 30 Covered Call ETF
DJIA
$182M
$413K ﹤0.01%
19,333
+343
+2% +$7.56K
FICO icon
1479
Fair Isaac
FICO
$31.8B
$413K ﹤0.01%
475
-87
-15% -$74.7K
AG icon
1480
First Majestic Silver
AG
$7.52B
$413K ﹤0.01%
80,414
-987
-1% -$5.87K
GSL icon
1481
Global Ship Lease
GSL
$1.56B
$413K ﹤0.01%
22,492
+368
+2% +$7.18K
OUSA icon
1482
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$751M
$412K ﹤0.01%
9,819
+2
+0% +$88
JHG
1483
DELISTED
Janus Henderson
JHG
$411K ﹤0.01%
15,937
-10,132
-39% -$277K
KNSL icon
1484
Kinsale Capital Group
KNSL
$8.58B
$411K ﹤0.01%
992
-114
-10% -$44.2K
RCUS icon
1485
Arcus Biosciences
RCUS
$3.33B
$410K ﹤0.01%
+22,840
New +$459K
WTPI
1486
WisdomTree Equity Premium Income Fund
WTPI
$485M
$408K ﹤0.01%
13,273
-425,109
-97% -$13.6M
ARE icon
1487
Alexandria Real Estate Equities
ARE
$9.37B
$407K ﹤0.01%
+4,069
New +$473K
MGEE icon
1488
MGE Energy Inc
MGEE
$3.03B
$406K ﹤0.01%
5,932
-28
-0.5% -$2.12K
STWD icon
1489
Starwood Property Trust
STWD
$6.12B
$406K ﹤0.01%
20,987
-950
-4% -$19.3K
BILS icon
1490
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
$405K ﹤0.01%
4,074
-38,685
-90% -$3.84M
VRT icon
1491
Vertiv
VRT
$85.7B
$405K ﹤0.01%
10,874
-21,436
-66% -$707K
NICE icon
1492
Nice
NICE
$6.15B
$404K ﹤0.01%
2,379
+781
+49% +$155K
AESR icon
1493
Anfield US Equity Sector Rotation ETF
AESR
$234M
$402K ﹤0.01%
+32,900
New +$420K
ESGD icon
1494
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$401K ﹤0.01%
5,795
-2,374
-29% -$171K
RSPG icon
1495
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
$401K ﹤0.01%
+5,222
New +$394K
ACCD
1496
DELISTED
Accolade Inc
ACCD
$400K ﹤0.01%
+37,807
New +$496K
SLYV icon
1497
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$397K ﹤0.01%
5,484
+643
+13% +$49.7K
MCO icon
1498
Moody's
MCO
$83.7B
$395K ﹤0.01%
1,250
+122
+11% +$41.5K
LAMR icon
1499
Lamar Advertising Co
LAMR
$16.7B
$393K ﹤0.01%
+4,713
New +$433K
DNP icon
1500
DNP Select Income Fund
DNP
$4.14B
$392K ﹤0.01%
41,215
-1,085
-3% -$10.9K
58 59
60
61 62

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.