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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NANR icon
1476
State Street SPDR S&P North American Natural Resources ETF
NANR
$746M
$357K ﹤0.01%
6,653
+166
+3% +$9.03K
GSIE icon
1477
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$356K ﹤0.01%
11,567
-1,190
-9% -$36.2K
PXF icon
1478
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$352K ﹤0.01%
7,996
+452
+6% +$19.9K
DBC icon
1479
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$352K ﹤0.01%
14,818
-956
-6% -$22.9K
ARLP icon
1480
Alliance Resource Partners
ARLP
$3.34B
$349K ﹤0.01%
17,307
+246
+1% +$5.04K
SIRI icon
1481
SiriusXM
SIRI
$11B
$349K ﹤0.01%
8,788
-51
-0.6% -$2.44K
AGI icon
1482
Alamos Gold
AGI
$12B
$348K ﹤0.01%
+28,454
New +$308K
BOTZ icon
1483
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
$347K ﹤0.01%
13,603
+19
+0.1% +$447
SNEX icon
1484
StoneX
SNEX
$8.72B
$345K ﹤0.01%
16,848
-41
-0.2% -$780
INDY icon
1485
iShares S&P India Nifty 50 Index Fund
INDY
$558M
$344K ﹤0.01%
8,369
-5,337
-39% -$223K
CPB icon
1486
Campbell Soup
CPB
$6.85B
$344K ﹤0.01%
6,249
+410
+7% +$21.8K
DVA icon
1487
DaVita
DVA
$15.5B
$341K ﹤0.01%
4,203
+225
+6% +$18K
TKR icon
1488
Timken Company
TKR
$9.19B
$340K ﹤0.01%
+4,163
New +$337K
DAR icon
1489
Darling Ingredients
DAR
$9.32B
$340K ﹤0.01%
5,823
+1,963
+51% +$123K
VGR
1490
DELISTED
Vector Group Ltd.
VGR
$340K ﹤0.01%
28,286
-1,663
-6% -$21K
UPST icon
1491
Upstart Holdings
UPST
$2.55B
$340K ﹤0.01%
+21,377
New +$360K
FNDA icon
1492
Schwab Fundamental US Small Company Index ETF
FNDA
$9.1B
$338K ﹤0.01%
+13,904
New +$347K
ROP icon
1493
Roper Technologies
ROP
$40.4B
$338K ﹤0.01%
768
-1,448
-65% -$626K
MASI
1494
DELISTED
Masimo
MASI
$338K ﹤0.01%
1,829
+108
+6% +$18.2K
ISMD icon
1495
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$337K ﹤0.01%
10,853
-2,359
-18% -$75.3K
PHO icon
1496
Invesco Water Resources ETF
PHO
$2.03B
$337K ﹤0.01%
6,309
+263
+4% +$13.9K
GSBD icon
1497
Goldman Sachs BDC
GSBD
$997M
$334K ﹤0.01%
24,502
-598
-2% -$8.93K
ETY icon
1498
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$334K ﹤0.01%
28,626
-148
-0.5% -$1.71K
UHAL.B icon
1499
U-Haul Holding Co Series N
UHAL.B
$12.4B
$334K ﹤0.01%
6,435
-45
-0.7% -$2.55K
RBLX icon
1500
Roblox
RBLX
$35.9B
$334K ﹤0.01%
+7,418
New +$283K
58 59
60
61 62

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.