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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1476
Illumina
ILMN
$29.2B
$231K ﹤0.01%
+586
New +$269K
NVR icon
1477
NVR
NVR
$17.3B
$230K ﹤0.01%
48
+1
+2% +$5.08K
XPO icon
1478
XPO
XPO
$24B
$230K ﹤0.01%
4,869
-3,068
-39% -$154K
TDTF icon
1479
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$229K ﹤0.01%
+8,204
New +$231K
CIM
1480
Chimera Investment
CIM
$1.06B
$228K ﹤0.01%
5,127
+1,096
+27% +$49.2K
PSCT icon
1481
Invesco S&P SmallCap Information Technology ETF
PSCT
$485M
$227K ﹤0.01%
4,887
+180
+4% +$8.48K
ZEN
1482
DELISTED
ZENDESK INC
ZEN
$227K ﹤0.01%
1,951
+153
+9% +$19.8K
IWO icon
1483
iShares Russell 2000 Growth ETF
IWO
$14.4B
$226K ﹤0.01%
771
-228
-23% -$68.5K
PII icon
1484
Polaris
PII
$4.07B
$226K ﹤0.01%
1,887
-161
-8% -$20.5K
GSP
1485
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$226K ﹤0.01%
13,814
+2,942
+27% +$45.1K
BDJ icon
1486
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$225K ﹤0.01%
22,913
+2
+0% +$20
DOCT
1487
FT Vest US Equity Deep Buffer ETF October
DOCT
$383M
$225K ﹤0.01%
+6,938
New +$224K
IYY icon
1488
iShares Dow Jones US ETF
IYY
$2.94B
$224K ﹤0.01%
2,074
-247
-11% -$27.4K
ALC icon
1489
Alcon
ALC
$33.7B
$223K ﹤0.01%
+2,764
New +$213K
APAM icon
1490
Artisan Partners
APAM
$2.9B
$223K ﹤0.01%
+4,559
New +$230K
AFGR
1491
First Trust Active Factor Large Cap Growth ETF
AFGR
$90.9M
$222K ﹤0.01%
8,159
-2,687
-25% -$74.1K
NVG icon
1492
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$222K ﹤0.01%
12,919
+2,239
+21% +$39.8K
SMMV icon
1493
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$222K ﹤0.01%
5,984
-3,840
-39% -$146K
WPM icon
1494
Wheaton Precious Metals
WPM
$49.8B
$222K ﹤0.01%
5,907
+684
+13% +$29.8K
BLES icon
1495
Inspire Global Hope ETF
BLES
$160M
$221K ﹤0.01%
5,790
+344
+6% +$13.5K
BXMT icon
1496
Blackstone Mortgage Trust
BXMT
$2.81B
$221K ﹤0.01%
7,275
+140
+2% +$4.44K
PNQI icon
1497
Invesco NASDAQ Internet ETF
PNQI
$526M
$221K ﹤0.01%
4,625
-755
-14% -$38K
TAP icon
1498
Molson Coors Class B
TAP
$7.97B
$220K ﹤0.01%
4,742
+75
+2% +$3.67K
NTAP icon
1499
NetApp
NTAP
$34.2B
$219K ﹤0.01%
+2,445
New +$206K
ROP icon
1500
Roper Technologies
ROP
$38.7B
$219K ﹤0.01%
+491
New +$235K
58 59
60
61 62

Similar funds

SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.