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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Intuit
INTU
$83.1B
| $33.1M | 0.17% |
51,578
-2,714
| -5% | -$1.5M |
|
127
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
| $33M | 0.17% |
209,310
+27,315
| +15% | +$3.97M |
|
128
TrueShares Structured Outcome December ETF
DECZ
$35.9M
| $32.8M | 0.17% |
1,009,517
+144,623
| +17% | +$4.44M |
|
129
Mindful Conservative ETF
MFUL
$7.26M
| $32.3M | 0.17% |
1,550,108
-908,937
| -37% | -$19.4M |
|
130
LyondellBasell Industries
LYB
$18.9B
| $32.3M | 0.17% |
338,540
+53,665
| +19% | +$5.02M |
|
131
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
| $32.1M | 0.16% |
625,576
+61,711
| +11% | +$3.1M |
|
132
Mastercard
MA
$487B
| $32M | 0.16% |
72,879
-16,920
| -19% | -$6.8M |
|
133
Vanguard Mid-Cap ETF
VO
$107B
| $31.7M | 0.16% |
550,480
-254,980
| -32% | -$13.6M |
|
134
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $31.7M | 0.16% |
1,062,387
-122,649
| -10% | -$3.61M |
|
135
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
| $31.7M | 0.16% |
730,540
-15,824
| -2% | -$667K |
|
136
Caterpillar
CAT
$402B
| $31.1M | 0.16% |
103,700
+12,999
| +14% | +$3.37M |
|
137
SPDR Gold MiniShares Trust
GLDM
$27.8B
| $30.2M | 0.15% |
753,954
-179,054
| -19% | -$7.02M |
|
138
Kimberly-Clark
KMB
$37B
| $30.2M | 0.15% |
249,119
+8,300
| +3% | +$1M |
|
139
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $30.2M | 0.15% |
1,064,739
+22,868
| +2% | +$635K |
|
140
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
| $30.1M | 0.15% |
870,935
+731,192
| +523% | +$24.9M |
|
141
Vanguard Total Bond Market
BND
$158B
| $30M | 0.15% |
412,571
+58,072
| +16% | +$4.1M |
|
142
Vanguard FTSE Europe ETF
VGK
$30.1B
| $29.7M | 0.15% |
465,348
+309,864
| +199% | +$18.5M |
|
143
Altria Group
MO
$122B
| $29.7M | 0.15% |
738,819
+355,896
| +93% | +$14.7M |
|
144
Vanguard S&P 500 Value ETF
VOOV
$6.61B
| $29.7M | 0.15% |
175,875
-9,869
| -5% | -$1.53M |
|
145
Bank of America
BAC
$436B
| $29.5M | 0.15% |
883,777
+97,794
| +12% | +$2.85M |
|
|
DFUS
146
Dimensional US Equity ETF
DFUS
$20.6B
| $29.4M | 0.15% |
555,597
-20,867
| -4% | -$1.01M |
|
147
Vanguard FTSE Emerging Markets ETF
VWO
$120B
| $29.2M | 0.15% |
727,581
-182,743
| -20% | -$7.25M |
|
148
iShares Gold Trust Micro
IAUM
$6.4B
| $28.9M | 0.15% |
1,434,261
-484,352
| -25% | -$9.56M |
|
149
iShares Silver Trust
SLV
$28.3B
| $28.8M | 0.15% |
1,382,302
-48,674
| -3% | -$1.04M |
|
150
iShares S&P 500 Growth ETF
IVW
$72.2B
| $28.8M | 0.15% |
367,171
-166,563
| -31% | -$11.9M |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.