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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
126
Comcast
CMCSA
$80.9B
$29.4M 0.18%
663,190
+92,547
+16% +$4.13M
FANG icon
127
Diamondback Energy
FANG
$55.1B
$29.4M 0.18%
189,715
+5,010
+3% +$739K
SLV icon
128
iShares Silver Trust
SLV
$28.3B
$29.1M 0.17%
1,430,976
+125,845
+10% +$2.72M
KMB icon
129
Kimberly-Clark
KMB
$37B
$29.1M 0.17%
240,819
+638
+0.3% +$82.4K
AUGT icon
130
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$30.7M
$29M 0.17%
+1,212,276
New +$29.6M
SPTI icon
131
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$28.7M 0.17%
1,041,871
+70,449
+7% +$1.97M
FMAY icon
132
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$28.2M 0.17%
736,658
+99,271
+16% +$3.88M
IGSB icon
133
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$28.1M 0.17%
563,865
+148,554
+36% +$7.43M
INTU icon
134
Intuit
INTU
$83.1B
$27.7M 0.17%
54,292
+22,258
+69% +$11.3M
DUHP icon
135
Dimensional US High Profitability ETF
DUHP
$12.3B
$27.7M 0.17%
1,079,580
+86,963
+9% +$2.32M
VOOV icon
136
Vanguard S&P 500 Value ETF
VOOV
$6.61B
$27.6M 0.17%
185,744
-4,908
-3% -$767K
SPTM icon
137
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$27.6M 0.16%
525,208
+57,158
+12% +$3.12M
EDV icon
138
Vanguard World Funds Extended Duration ETF
EDV
$3.33B
$27.5M 0.16%
392,983
+44,512
+13% +$3.5M
FIXD icon
139
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$27.2M 0.16%
645,721
-98,798
-13% -$4.29M
LYB icon
140
LyondellBasell Industries
LYB
$18.9B
$27M 0.16%
284,875
-3,457
-1% -$332K
CRM icon
141
Salesforce
CRM
$142B
$26.9M 0.16%
132,734
+33,326
+34% +$7.2M
DFUS
142
Dimensional US Equity ETF
DFUS
$20.6B
$26.8M 0.16%
576,464
-54,256
-9% -$2.62M
WSO icon
143
Watsco Inc
WSO
$15B
$26.7M 0.16%
70,591
-5,367
-7% -$1.94M
PULS icon
144
PGIM Ultra Short Bond ETF
PULS
$17.7B
$26.6M 0.16%
536,965
-255,679
-32% -$12.6M
DOW icon
145
Dow Inc
DOW
$20.8B
$26M 0.16%
505,121
+49,348
+11% +$2.65M
EXC icon
146
Exelon
EXC
$48.2B
$26M 0.16%
688,946
+25,803
+4% +$1.05M
DECZ icon
147
TrueShares Structured Outcome December ETF
DECZ
$35.9M
$25.8M 0.15%
+864,894
New +$26.5M
DIV icon
148
Global X SuperDividend US ETF
DIV
$787M
$25.8M 0.15%
1,594,243
+46,685
+3% +$784K
RSP icon
149
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$25.8M 0.15%
181,995
+43,795
+32% +$6.54M
ABT icon
150
Abbott
ABT
$182B
$25.8M 0.15%
265,987
+33,283
+14% +$3.5M
4 5
6
7 8

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.