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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
126
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$21M 0.17%
457,301
-141,555
-24% -$6.5M
XLRE icon
127
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.7B
$20.9M 0.17%
470,789
+197,485
+72% +$9.18M
FDN icon
128
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.94B
$20.8M 0.17%
88,367
+45,305
+105% +$11.1M
HON icon
129
Honeywell
HON
$77.5B
$20.8M 0.17%
103,980
+3,217
+3% +$686K
IEF icon
130
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$20.5M 0.17%
178,085
+50,406
+39% +$5.89M
VB icon
131
Vanguard Small-Cap ETF
VB
$79.9B
$20.3M 0.17%
92,881
+25,613
+38% +$5.69M
VFH icon
132
Vanguard Financials ETF
VFH
$13.5B
$20.1M 0.17%
217,409
+199,419
+1,108% +$18.4M
SJNK icon
133
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$20.1M 0.17%
734,252
-321,910
-30% -$8.82M
CSCO icon
134
Cisco
CSCO
$452B
$19.9M 0.16%
364,900
+20,967
+6% +$1.18M
IBM icon
135
IBM
IBM
$204B
$19.8M 0.16%
149,149
+14,602
+11% +$1.95M
IGSB icon
136
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$19.7M 0.16%
360,173
-45,296
-11% -$2.48M
VIG icon
137
Vanguard Dividend Appreciation ETF
VIG
$112B
$19.6M 0.16%
127,340
-229,494
-64% -$36.6M
MDYG icon
138
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.84B
$19.6M 0.16%
258,454
+27,521
+12% +$2.14M
SCHF icon
139
Schwab International Equity ETF
SCHF
$65.9B
$19.5M 0.16%
1,009,470
+387,078
+62% +$7.7M
QCOM icon
140
Qualcomm
QCOM
$179B
$19.5M 0.16%
151,018
+29,525
+24% +$4.19M
TAIL icon
141
Cambria Tail Risk ETF
TAIL
$149M
$19.4M 0.16%
1,032,002
+202,962
+24% +$3.82M
USFR
142
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$19.3M 0.16%
767,383
+141,367
+23% +$3.55M
DIV icon
143
Global X SuperDividend US ETF
DIV
$788M
$19.1M 0.16%
982,126
+26,410
+3% +$522K
FGD icon
144
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$19M 0.16%
759,767
-27,573
-4% -$711K
WDIV icon
145
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
$18.8M 0.16%
285,516
-8,008
-3% -$542K
VAW icon
146
Vanguard Materials ETF
VAW
$3B
$18.6M 0.15%
107,129
+72,626
+210% +$13.2M
VOT icon
147
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$18.3M 0.15%
77,641
-193,327
-71% -$46.8M
VO icon
148
Vanguard Mid-Cap ETF
VO
$106B
$18.3M 0.15%
308,768
+18,392
+6% +$1.11M
NFLX icon
149
Netflix
NFLX
$294B
$18.2M 0.15%
297,980
+27,740
+10% +$1.53M
BIV icon
150
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$18.1M 0.15%
202,816
+15,045
+8% +$1.36M
4 5
6
7 8

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.