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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHP icon
126
Schwab US TIPS ETF
SCHP
$16.4B
$16.6M 0.19%
534,040
-156,620
-23% -$4.81M
DIV icon
127
Global X SuperDividend US ETF
DIV
$796M
$16.5M 0.19%
981,481
-63,730
-6% -$1.03M
TIP icon
128
iShares TIPS Bond ETF
TIP
$14.5B
$16.3M 0.19%
127,801
+70,180
+122% +$8.85M
ILCG icon
129
iShares Morningstar Growth ETF
ILCG
$3.06B
$16M 0.18%
275,650
+262,960
+2,072% +$14.6M
BAC icon
130
Bank of America
BAC
$439B
$15.9M 0.18%
524,116
-22,116
-4% -$593K
XLF icon
131
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$15.8M 0.18%
534,480
+142,319
+36% +$3.81M
CSCO icon
132
Cisco
CSCO
$456B
$15.2M 0.17%
339,097
-2,477
-0.7% -$102K
SRLN icon
133
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$14.6M 0.17%
319,907
+310,135
+3,174% +$13.9M
XSOE icon
134
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.97B
$14.4M 0.16%
362,830
+344,270
+1,855% +$12.7M
HON icon
135
Honeywell
HON
$78.3B
$14.4M 0.16%
71,637
+3,912
+6% +$711K
SHOP icon
136
Shopify
SHOP
$169B
$14.3M 0.16%
126,160
+15,700
+14% +$1.65M
LMT icon
137
Lockheed Martin
LMT
$134B
$14.1M 0.16%
39,846
+1,527
+4% +$561K
MRK icon
138
Merck
MRK
$326B
$14.1M 0.16%
181,133
+16,414
+10% +$1.26M
FMAY icon
139
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$13.9M 0.16%
404,569
+70,006
+21% +$2.37M
QCOM icon
140
Qualcomm
QCOM
$172B
$13.9M 0.16%
91,029
+13,995
+18% +$1.95M
IEFA icon
141
iShares Core MSCI EAFE ETF
IEFA
$187B
$13.6M 0.15%
197,206
+12,571
+7% +$813K
ILTB icon
142
iShares Core 10+ Year USD Bond ETF
ILTB
$601M
$13.5M 0.15%
176,582
+29,373
+20% +$2.22M
XLI icon
143
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$13.5M 0.15%
152,061
+21,796
+17% +$1.84M
EDIV icon
144
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$13.4M 0.15%
481,747
-20,801
-4% -$541K
TDSC icon
145
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$101M
$13.4M 0.15%
542,724
+69,359
+15% +$1.71M
ANGL icon
146
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$13.3M 0.15%
414,862
-1,013,822
-71% -$31.3M
MCO icon
147
Moody's
MCO
$83.9B
$13.3M 0.15%
45,853
+13,720
+43% +$3.84M
SHYG icon
148
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$13.1M 0.15%
287,832
-146,857
-34% -$6.56M
VLUE icon
149
iShares MSCI USA Value Factor ETF
VLUE
$9.29B
$13M 0.15%
150,078
+80,010
+114% +$6.51M
DON icon
150
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$13M 0.15%
372,603
+45,484
+14% +$1.48M
4 5
6
7 8

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.