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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
126
Alphabet (Google) Class C
GOOG
$4.07T
$11.6M 0.17%
158,440
+21,440
+16% +$1.64M
FMB icon
127
First Trust Managed Municipal ETF
FMB
$2.04B
$11.6M 0.17%
208,443
+26,862
+15% +$1.5M
TDSC icon
128
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$101M
$11.6M 0.17%
+473,365
New +$11.5M
PYPL icon
129
PayPal
PYPL
$51.4B
$11.4M 0.16%
57,639
+11,962
+26% +$2.25M
SHOP icon
130
Shopify
SHOP
$169B
$11.3M 0.16%
110,460
-59,800
-35% -$5.95M
DUK icon
131
Duke Energy
DUK
$101B
$11.2M 0.16%
126,562
+1,587
+1% +$131K
IEFA icon
132
iShares Core MSCI EAFE ETF
IEFA
$187B
$11.1M 0.16%
184,635
-75,591
-29% -$4.56M
ILTB icon
133
iShares Core 10+ Year USD Bond ETF
ILTB
$601M
$11.1M 0.16%
147,209
+7,440
+5% +$572K
FMAY icon
134
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$11.1M 0.16%
334,563
+327,032
+4,342% +$10.7M
ARKG icon
135
ARK Genomic Revolution ETF
ARKG
$1.54B
$10.7M 0.15%
168,509
-33,687
-17% -$1.97M
ABT icon
136
Abbott
ABT
$187B
$10.7M 0.15%
98,614
-17,042
-15% -$1.73M
HON icon
137
Honeywell
HON
$78.3B
$10.5M 0.15%
67,725
+3,961
+6% +$589K
D icon
138
Dominion Energy
D
$62.1B
$10.4M 0.15%
131,608
-3,237
-2% -$254K
INTC icon
139
Intel
INTC
$435B
$10.4M 0.15%
200,345
+1,850
+0.9% +$96.2K
TDSD
140
DELISTED
Cabana Target Drawdown 13 ETF
TDSD
$10.2M 0.15%
+415,061
New +$10.1M
SCHR
141
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$10.1M 0.14%
345,794
+163,572
+90% +$4.8M
MDYG icon
142
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$10.1M 0.14%
176,039
-8,855
-5% -$505K
XLI icon
143
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$10M 0.14%
130,265
+15,122
+13% +$1.13M
CRM icon
144
Salesforce
CRM
$149B
$10M 0.14%
39,827
+6,139
+18% +$1.34M
VCSH icon
145
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$9.82M 0.14%
118,504
+25,684
+28% +$2.13M
MINT icon
146
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$9.58M 0.14%
93,934
-98,428
-51% -$10M
BMY icon
147
Bristol-Myers Squibb
BMY
$130B
$9.56M 0.14%
158,621
-14,645
-8% -$881K
AMGN icon
148
Amgen
AMGN
$212B
$9.55M 0.14%
37,575
+7,468
+25% +$1.85M
SPEM icon
149
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$9.47M 0.14%
258,940
+161,906
+167% +$5.91M
DON icon
150
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$9.46M 0.14%
327,119
-91,843
-22% -$2.71M
4 5
6
7 8

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.