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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
126
IBM
IBM
$213B
$6.97M 0.16%
65,725
+9,289
+16% +$1.17M
QUAL icon
127
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$6.87M 0.16%
84,785
-167,478
-66% -$16M
FMB icon
128
First Trust Managed Municipal ETF
FMB
$2.04B
$6.81M 0.16%
125,967
+119,105
+1,736% +$6.62M
COST icon
129
Costco
COST
$431B
$6.8M 0.16%
23,861
+4,540
+23% +$1.38M
PFFD icon
130
Global X US Preferred ETF
PFFD
$2.14B
$6.77M 0.16%
309,559
+126,878
+69% +$3.06M
XLV icon
131
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$6.74M 0.15%
76,117
-12,516
-14% -$1.22M
VCSH icon
132
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$6.74M 0.15%
85,211
+5,649
+7% +$454K
IWR icon
133
iShares Russell Mid-Cap ETF
IWR
$56.2B
$6.62M 0.15%
153,264
+102,094
+200% +$5.62M
NEE icon
134
NextEra Energy
NEE
$186B
$6.61M 0.15%
109,884
-432
-0.4% -$27.2K
GOOG icon
135
Alphabet (Google) Class C
GOOG
$4.07T
$6.58M 0.15%
113,200
+4,140
+4% +$281K
SO icon
136
Southern Company
SO
$109B
$6.52M 0.15%
120,474
-2,321
-2% -$147K
DIA icon
137
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
$6.51M 0.15%
29,684
+19,321
+186% +$5.13M
UPS icon
138
United Parcel Service
UPS
$89.4B
$6.34M 0.15%
67,855
+13,417
+25% +$1.39M
IBB icon
139
iShares Biotechnology ETF
IBB
$9.49B
$6.31M 0.15%
58,607
+45,780
+357% +$5.27M
CAT icon
140
Caterpillar
CAT
$367B
$6.07M 0.14%
52,293
+7,785
+17% +$994K
IUSB icon
141
iShares Core Universal USD Bond ETF
IUSB
$43B
$5.98M 0.14%
113,871
+104,043
+1,059% +$5.46M
SHOP icon
142
Shopify
SHOP
$168B
$5.96M 0.14%
143,000
+43,890
+44% +$1.98M
VDC icon
143
Vanguard Consumer Staples ETF
VDC
$8.17B
$5.92M 0.14%
42,994
+29,583
+221% +$4.56M
QIG
144
WisdomTree U.S. Corporate Bond Fund
QIG
$17.5M
$5.92M 0.14%
117,058
-13,620
-10% -$710K
AMGN icon
145
Amgen
AMGN
$212B
$5.91M 0.14%
29,167
+3,816
+15% +$834K
VOOG icon
146
Vanguard S&P 500 Growth ETF
VOOG
$24.9B
$5.91M 0.14%
238,134
-122,490
-34% -$3.48M
DVY icon
147
iShares Select Dividend ETF
DVY
$24B
$5.6M 0.13%
76,115
+12,860
+20% +$1.23M
FCTR icon
148
First Trust Lunt US Factor Rotation ETF
FCTR
$52.6M
$5.53M 0.13%
311,861
+80,971
+35% +$1.71M
PINS icon
149
Pinterest
PINS
$13.5B
$5.51M 0.13%
357,006
+285,270
+398% +$5.55M
MA icon
150
Mastercard
MA
$498B
$5.46M 0.13%
22,596
+4,620
+26% +$1.37M
4 5
6
7 8

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.