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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMB icon
126
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$5.49M 0.16%
184,804
+177,908
+2,580% +$5.24M
IBM icon
127
IBM
IBM
$202B
$5.48M 0.16%
39,391
+2,950
+8% +$398K
C icon
128
Citigroup
C
$222B
$5.45M 0.16%
78,829
+13,730
+21% +$934K
MGK icon
129
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$5.4M 0.16%
203,405
+20,460
+11% +$541K
CMCSA icon
130
Comcast
CMCSA
$79.1B
$5.37M 0.16%
119,016
+14,843
+14% +$658K
STIP icon
131
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$5.36M 0.15%
53,502
+727
+1% +$72.8K
DON icon
132
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$5.28M 0.15%
145,325
+84,090
+137% +$3.01M
EMB icon
133
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$5.2M 0.15%
45,898
+33,095
+258% +$3.76M
MDYG icon
134
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$5.15M 0.15%
95,846
+21,197
+28% +$1.14M
MRK icon
135
Merck
MRK
$324B
$5.14M 0.15%
63,935
-2,532
-4% -$203K
FDN icon
136
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$5.12M 0.15%
38,048
-248
-0.6% -$35K
HEDJ icon
137
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$5.11M 0.15%
151,780
-8,122
-5% -$267K
VCSH icon
138
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$5.1M 0.15%
62,941
+52,567
+507% +$4.25M
SLYG icon
139
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$5.03M 0.15%
84,419
+14,374
+21% +$867K
OUSA icon
140
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$5M 0.14%
143,865
-8,457
-6% -$291K
MO icon
141
Altria Group
MO
$122B
$5M 0.14%
122,228
-12,208
-9% -$562K
SPLV icon
142
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.99M 0.14%
86,222
+50,784
+143% +$2.86M
EZM icon
143
WisdomTree US MidCap Fund
EZM
$937M
$4.98M 0.14%
126,329
+73,782
+140% +$2.89M
JNK icon
144
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$4.96M 0.14%
45,596
+27,566
+153% +$2.99M
VBR icon
145
Vanguard Small-Cap Value ETF
VBR
$37.1B
$4.8M 0.14%
37,234
+1,176
+3% +$151K
FXG icon
146
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$4.78M 0.14%
98,951
+8,044
+9% +$377K
FLRN icon
147
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$4.76M 0.14%
154,636
-18,761
-11% -$576K
SPTI icon
148
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$4.75M 0.14%
152,048
-11,748
-7% -$366K
VOT icon
149
Vanguard Mid-Cap Growth ETF
VOT
$19B
$4.74M 0.14%
31,996
+2,237
+8% +$335K
XLK icon
150
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.74M 0.14%
117,646
+22,944
+24% +$918K
4 5
6
7 8

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.