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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOVT icon
126
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.12M 0.1%
44,538
-1,976
-4% -$50.1K
HPQ icon
127
HP
HPQ
$23.5B
$1.11M 0.1%
55,406
-4,590
-8% -$87.4K
CF icon
128
CF Industries
CF
$19.2B
$1.1M 0.1%
31,197
-2,010
-6% -$62.1K
KDMN
129
DELISTED
Kadmon Holdings, Inc.
KDMN
$1.08M 0.1%
323,161
+81,226
+34% +$232K
VHT icon
130
Vanguard Health Care ETF
VHT
$18.2B
$1.08M 0.1%
7,088
-872
-11% -$130K
UNH icon
131
UnitedHealth
UNH
$382B
$1.06M 0.1%
5,421
+440
+9% +$85K
AJG icon
132
Arthur J. Gallagher & Co
AJG
$63.7B
$1.06M 0.1%
17,158
-1,151
-6% -$67.7K
MAT icon
133
Mattel
MAT
$4.17B
$1.06M 0.1%
68,209
+18,349
+37% +$328K
XRX icon
134
Xerox
XRX
$337M
$1.05M 0.1%
31,692
-1,840
-5% -$57.9K
LUMN icon
135
Lumen
LUMN
$6.53B
$1.04M 0.1%
55,169
+13,187
+31% +$278K
FDL icon
136
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.04M 0.1%
35,839
-2,714
-7% -$77.1K
LYB icon
137
LyondellBasell Industries
LYB
$19.5B
$1.04M 0.1%
10,502
-345
-3% -$31K
HON icon
138
Honeywell
HON
$77B
$1.04M 0.1%
8,112
+249
+3% +$30.9K
BWG
139
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$1.03M 0.1%
76,951
+5,155
+7% +$69.6K
IVZ icon
140
Invesco
IVZ
$13.3B
$1.03M 0.1%
29,405
-1,573
-5% -$53.7K
WMB icon
141
Williams Companies
WMB
$90.5B
$1.03M 0.1%
34,295
-1,023
-3% -$31.1K
ORCL icon
142
Oracle
ORCL
$331B
$1.01M 0.09%
20,984
+5,901
+39% +$294K
IWF icon
143
iShares Russell 1000 Growth ETF
IWF
$122B
$1M 0.09%
32,104
+2,048
+7% +$62.7K
TXN icon
144
Texas Instruments
TXN
$255B
$1M 0.09%
11,197
+1,174
+12% +$96.6K
VSHY icon
145
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$984K 0.09%
39,244
-23,523
-37% -$591K
MMM icon
146
3M
MMM
$89B
$980K 0.09%
5,584
+1,637
+41% +$284K
BCE icon
147
BCE
BCE
$19.9B
$979K 0.09%
20,897
-4,452
-18% -$208K
HYLS icon
148
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$978K 0.09%
19,926
-6,559
-25% -$323K
DIA icon
149
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$976K 0.09%
4,359
-837
-16% -$183K
GRMN
150
Garmin
GRMN
$46.9B
$976K 0.09%
18,092
-798
-4% -$41.3K
4 5
6
7 8

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BBHC
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TAF
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JAM
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.