AE Wealth Management Portfolio holdings
AE Wealth Management is an investment adviser that works through financial advisors across the country, most of whom are independent contractors rather than employees. Its principal owners include the holding company DDC Holdings, whose main owners are David Callanan, the firm's chief executive, and Cody Foster. Client money goes into model portfolios run by the firm or by outside strategists, or into securities the firm picks directly for the account. AE Wealth also offers marketing, technology, trading and portfolio management support to independent advisory firms that keep control of their own business.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$154M |
| 2 |
NVIDIA
NVDA
|
+$53.8M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$38.9M |
| 4 |
Schwab International Equity ETF
SCHF
|
+$37.4M |
| 5 |
Apple
AAPL
|
+$35.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$46.5M |
| 2 |
U.S. Targeted Value Portfolio ETF Class Shares
DFAT
|
+$31.8M |
| 3 |
Invesco Ultra Short Duration ETF
GSY
|
+$24.8M |
| 4 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$24.3M |
| 5 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$24.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.84% |
| 2 | Technology | 20.49% |
| 3 | Financials | 6.53% |
| 4 | Consumer Discretionary | 4.47% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Oneok
OKE
$56B
| $38.4M | 0.17% |
449,785
+57,612
| +15% | +$5.3M |
2016 Q4
39 quarters
|
|
127
Simplify Short Term Treasury Futures Strategy ETF
TUA
$458M
| $38.2M | 0.16% |
2,004,467
-31,523
| -2% | -$633K |
2023 Q2
13 quarters
|
|
128
Target
TGT
$73.1B
| $37.2M | 0.16% |
237,616
+24,082
| +11% | +$3.62M |
2017 Q1
38 quarters
|
|
129
BlackRock Large Cap Core ETF
BLCR
$9.8B
| $37.2M | 0.16% |
758,819
+264,491
| +54% | +$13M |
2026 Q1
2 quarters
|
|
130
LyondellBasell Industries
LYB
$20.6B
| $37M | 0.16% |
643,849
+117,297
| +22% | +$7.18M |
2020 Q2
25 quarters
|
|
131
GE Aerospace
GE
$343B
| $36.8M | 0.16% |
117,850
+9,142
| +8% | +$3.17M |
2016 Q4
39 quarters
|
|
132
Bristol-Myers Squibb
BMY
$127B
| $36.6M | 0.16% |
586,968
+44,520
| +8% | +$2.81M |
2016 Q4
39 quarters
|
|
133
AT&T
T
$149B
| $35.9M | 0.15% |
1,469,610
+167,492
| +13% | +$4.04M |
2016 Q4
39 quarters
|
|
134
State Street Communication Services Select Sector SPDR ETF
XLC
$22.2B
| $35.8M | 0.15% |
322,372
+25,186
| +8% | +$2.8M |
2020 Q2
25 quarters
|
|
135
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $35.6M | 0.15% |
181,731
+59,075
| +48% | +$10.9M |
2016 Q4
39 quarters
|
|
136
Dimensional Global Core Plus Fixed Income ETF
DFGP
$3.79B
| $35.5M | 0.15% |
683,534
+72,739
| +12% | +$3.88M |
2024 Q2
9 quarters
|
|
137
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
$203M
| $35.4M | 0.15% |
974,869
+36,589
| +4% | +$1.32M |
2023 Q1
14 quarters
|
|
138
TrueShares S&P Autocallable Defensive Income ETF
PAYM
$129M
| $34.9M | 0.15% |
1,375,102
+167,142
| +14% | +$4.25M |
2026 Q1
2 quarters
|
|
139
Packaging Corp of America
PKG
$22.3B
| $34.9M | 0.15% |
152,204
+16,595
| +12% | +$3.99M |
2019 Q1
30 quarters
|
|
140
iShares A.I. Innovation and Tech Active ETF
BAI
$11.7B
| $34.8M | 0.15% |
737,078
-86,760
| -11% | -$3.89M |
2025 Q2
5 quarters
|
|
141
iShares National Muni Bond ETF
MUB
$54.6B
| $34.2M | 0.15% |
338,193
+115,811
| +52% | +$12.2M |
2016 Q4
39 quarters
|
|
142
Innovator Equity Managed Floor ETF
SFLR
$2.24B
| $33.8M | 0.15% |
868,843
+590,124
| +212% | +$22.9M |
2023 Q3
12 quarters
|
|
143
General Mills
GIS
$17.9B
| $33.8M | 0.15% |
1,052,221
+117,453
| +13% | +$4.38M |
2017 Q1
38 quarters
|
|
144
BondBloxx Bloomberg Seven Year Target Duration US Treasury ETF
XSVN
$590M
| $33.7M | 0.15% |
755,546
+309,924
| +70% | +$14.3M |
2024 Q1
10 quarters
|
|
145
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$148M
| $33.7M | 0.15% |
921,912
+24,363
| +3% | +$880K |
2022 Q4
15 quarters
|
|
146
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
| $33.4M | 0.14% |
543,005
+39,257
| +8% | +$2.38M |
2016 Q4
39 quarters
|
|
147
US Bancorp
USB
$94.2B
| $33.3M | 0.14% |
576,028
+47,533
| +9% | +$2.97M |
2017 Q1
38 quarters
|
|
148
U.S. High Relative Profitability Portfolio ETF Class Shares
DUHP
$12.9B
| $33.2M | 0.14% |
793,101
+14,011
| +2% | +$588K |
2022 Q2
17 quarters
|
|
149
APA Corp
APA
$16B
| $32.8M | 0.14% |
789,682
+71,638
| +10% | +$2.84M |
2025 Q2
5 quarters
|
|
150
Skyworks Solutions
SWKS
$21.1B
| $32.6M | 0.14% |
380,828
+35,814
| +10% | +$2.52M |
2025 Q2
5 quarters
|
|
Similar funds
AE Wealth Management's Q3 2026 Portfolio in Review
As of Q3 2026, AE Wealth Management held 2,936 positions worth $23.2B, up 8.2% from $21.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
AE Wealth Management deployed $1.61B of net new capital in Q3 2026, opening 276 new positions and adding to 1,514 existing holdings. Its largest new stake was ExxonMobil: 987,327 shares worth $161M.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Ultra Short Government Active ETF, an estimated $46.5M trimmed.
- AE Wealth Management's largest Q3 2026 buy was ExxonMobil: 987,327 shares worth $161M.
- AE Wealth Management added most to NVIDIA in Q3 2026, an estimated $53.8M increase.
- AE Wealth Management's biggest Q3 2026 reduction was PIMCO Ultra Short Government Active ETF, cutting an estimated $46.5M.
- AE Wealth Management fully exited U.S. Targeted Value Portfolio ETF Class Shares in Q3 2026, selling an estimated $31.8M.
- AE Wealth Management's ten largest holdings make up 22% of its $23.2B portfolio in Q3 2026.
- AE Wealth Management opened 276 new positions and closed 128 in Q3 2026.
- AE Wealth Management's portfolio value rose 8.2% quarter-over-quarter to $23.2B.
Based on AE Wealth Management's 13F filing for Q3 2026, filed 12 Nov 2026.