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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CFLT
1451
DELISTED
Confluent
CFLT
| $487K | ﹤0.01% |
+21,676
| New | +$524K |
|
1452
Trinity Industries
TRN
$2.92B
| $485K | ﹤0.01% |
+18,759
| New | +$451K |
|
1453
Frontline
FRO
$8.72B
| $485K | ﹤0.01% |
21,311
-21,497
| -50% | -$444K |
|
1454
Spotify
SPOT
$108B
| $484K | ﹤0.01% |
+2,261
| New | +$395K |
|
1455
HF Sinclair
DINO
$16.2B
| $484K | ﹤0.01% |
8,765
-379
| -4% | -$20.7K |
|
1456
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
| $483K | ﹤0.01% |
8,977
-3,467
| -28% | -$191K |
|
1457
Live Nation Entertainment
LYV
$42.9B
| $482K | ﹤0.01% |
5,398
+126
| +2% | +$10.8K |
|
1458
Sweetgreen
SG
$757M
| $480K | ﹤0.01% |
+45,731
| New | +$481K |
|
1459
Amplify CEF High Income ETF
YYY
$718M
| $480K | ﹤0.01% |
40,374
+16,646
| +70% | +$186K |
|
1460
Invesco Bloomberg Pricing Power ETF
POWA
$180M
| $478K | ﹤0.01% |
6,599
-178
| -3% | -$12.1K |
|
1461
Nuveen Short-Term REIT ETF
NURE
$36.8M
| $477K | ﹤0.01% |
15,963
-3,070
| -16% | -$85.5K |
|
1462
FT Vest Growth-100 Buffer ETF June
QJUN
$634M
| $477K | ﹤0.01% |
19,304
-182,492
| -90% | -$4.17M |
|
1463
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$122M
| $476K | ﹤0.01% |
38,257
-12,448
| -25% | -$157K |
|
1464
RH
RH
$3.33B
| $476K | ﹤0.01% |
1,745
+106
| +6% | +$27.4K |
|
1465
Huron Consulting
HURN
$2.76B
| $475K | ﹤0.01% |
+4,539
| New | +$466K |
|
1466
SPX Corp
SPXC
$9.4B
| $474K | ﹤0.01% |
4,587
-117
| -2% | -$10.1K |
|
1467
Schwab Municipal Bond ETF
SCMB
$3.99B
| $473K | ﹤0.01% |
+18,184
| New | +$459K |
|
1468
Clear Secure
YOU
$5.89B
| $470K | ﹤0.01% |
23,669
+373
| +2% | +$7.25K |
|
1469
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.26B
| $469K | ﹤0.01% |
21,867
-29,200
| -57% | -$604K |
|
1470
Ferrari
RACE
$67.8B
| $468K | ﹤0.01% |
+1,375
| New | +$459K |
|
1471
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
| $467K | ﹤0.01% |
5,435
-1,803
| -25% | -$142K |
|
1472
Truth Social America First ETF
MAGA
$31.6M
| $466K | ﹤0.01% |
11,161
-903
| -7% | -$35.3K |
|
1473
Regal Rexnord
RRX
$12.5B
| $464K | ﹤0.01% |
3,388
+268
| +9% | +$33.8K |
|
1474
Bank OZK
OZK
$5.63B
| $464K | ﹤0.01% |
+9,509
| New | +$392K |
|
1475
Emcor
EME
$29.9B
| $463K | ﹤0.01% |
2,066
+662
| +47% | +$139K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.