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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
1451
Live Nation Entertainment
LYV
$42.9B
$438K ﹤0.01%
5,272
-903
-15% -$78.7K
YUMC icon
1452
Yum China
YUMC
$15.7B
$437K ﹤0.01%
7,850
+406
+5% +$22.7K
AGI icon
1453
Alamos Gold
AGI
$12B
$437K ﹤0.01%
38,692
+1,049
+3% +$12.6K
GDXJ icon
1454
VanEck Junior Gold Miners ETF
GDXJ
$6.86B
$437K ﹤0.01%
13,550
-615
-4% -$21.8K
RH icon
1455
RH
RH
$3.33B
$433K ﹤0.01%
1,639
+13
+0.8% +$4.52K
GFS icon
1456
GlobalFoundries
GFS
$25.8B
$433K ﹤0.01%
+7,433
New +$441K
UPST icon
1457
Upstart Holdings
UPST
$2.55B
$432K ﹤0.01%
15,129
-1,381
-8% -$55.5K
TDSB icon
1458
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$48.8M
$431K ﹤0.01%
20,855
-6,574
-24% -$137K
XBIL icon
1459
US Treasury 6 Month Bill ETF
XBIL
$741M
$431K ﹤0.01%
+8,586
New +$430K
EHC icon
1460
Encompass Health
EHC
$11.3B
$429K ﹤0.01%
6,381
+1,350
+27% +$92.9K
BIIB icon
1461
Biogen
BIIB
$30.9B
$428K ﹤0.01%
1,666
+398
+31% +$106K
FPI
1462
Farmland Partners
FPI
$415M
$426K ﹤0.01%
41,476
-1,416
-3% -$16.1K
SIL icon
1463
Global X Silver Miners ETF NEW
SIL
$3.93B
$423K ﹤0.01%
17,718
+549
+3% +$14.3K
ATEC icon
1464
Alphatec Holdings
ATEC
$1.48B
$423K ﹤0.01%
+32,578
New +$510K
BUG icon
1465
Global X Cybersecurity ETF
BUG
$1.25B
$421K ﹤0.01%
17,346
-8,792
-34% -$214K
SIRI icon
1466
SiriusXM
SIRI
$11B
$421K ﹤0.01%
9,310
+783
+9% +$36.4K
PAA icon
1467
Plains All American Pipeline
PAA
$17.6B
$417K ﹤0.01%
27,241
+8,848
+48% +$133K
MUSA icon
1468
Murphy USA
MUSA
$11.4B
$417K ﹤0.01%
1,220
+152
+14% +$48.3K
VRP icon
1469
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$416K ﹤0.01%
18,602
+7,264
+64% +$164K
CATH icon
1470
Global X S&P 500 Catholic Values ETF
CATH
$1.26B
$415K ﹤0.01%
7,943
+507
+7% +$27.6K
DMAR icon
1471
FT Vest US Equity Deep Buffer ETF March
DMAR
$450M
$415K ﹤0.01%
12,907
-568
-4% -$18.4K
WRB icon
1472
W.R. Berkley
WRB
$28.1B
$415K ﹤0.01%
9,803
+104
+1% +$4.31K
DMXF icon
1473
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$415K ﹤0.01%
7,261
-505
-7% -$30.2K
EA icon
1474
Electronic Arts
EA
$52.4B
$414K ﹤0.01%
3,441
+1,007
+41% +$127K
EMN icon
1475
Eastman Chemical
EMN
$7.69B
$414K ﹤0.01%
5,394
-4,565
-46% -$379K
57 58
59
60 61

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.