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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
1451
Alerian MLP ETF
AMLP
$12.9B
$297K ﹤0.01%
9,073
+1,057
+13% +$35.8K
VALE icon
1452
Vale
VALE
$62.6B
$297K ﹤0.01%
21,167
-7,545
-26% -$100K
GSBD icon
1453
Goldman Sachs BDC
GSBD
$1,000M
$296K ﹤0.01%
+15,473
New +$294K
PCEF icon
1454
Invesco CEF Income Composite ETF
PCEF
$795M
$295K ﹤0.01%
12,218
+2,325
+24% +$56K
GNRC icon
1455
Generac Holdings
GNRC
$11.5B
$294K ﹤0.01%
834
-613
-42% -$254K
LITE icon
1456
Lumentum
LITE
$50.7B
$294K ﹤0.01%
2,778
-155
-5% -$14.1K
ACH
1457
Accendra Health
ACH
$249M
$294K ﹤0.01%
6,750
+305
+5% +$12K
UBS icon
1458
UBS Group
UBS
$171B
$293K ﹤0.01%
16,378
+1,583
+11% +$27.9K
AGR
1459
DELISTED
Avangrid, Inc.
AGR
$293K ﹤0.01%
5,872
-105
-2% -$5.32K
NXST icon
1460
Nexstar Media Group
NXST
$5.92B
$291K ﹤0.01%
1,928
+349
+22% +$54.1K
BBHY icon
1461
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$615M
$290K ﹤0.01%
+5,593
New +$289K
SYF icon
1462
Synchrony
SYF
$25.1B
$289K ﹤0.01%
6,226
+105
+2% +$5.05K
XRT icon
1463
State Street SPDR S&P Retail ETF
XRT
$458M
$289K ﹤0.01%
3,196
-25,971
-89% -$2.45M
WIRE
1464
DELISTED
Encore Wire Corp
WIRE
$289K ﹤0.01%
+2,018
New +$261K
DDEC icon
1465
FT Vest US Equity Deep Buffer ETF December
DDEC
$427M
$288K ﹤0.01%
8,780
+1,000
+13% +$32.4K
MMP
1466
DELISTED
Magellan Midstream Partners, L.P.
MMP
$288K ﹤0.01%
6,201
+378
+6% +$17.9K
CBRL icon
1467
Cracker Barrel
CBRL
$1.2B
$287K ﹤0.01%
2,228
-241
-10% -$32.2K
FJUN icon
1468
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$287K ﹤0.01%
7,555
+26
+0.3% +$971
TMF icon
1469
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.33B
$287K ﹤0.01%
+1,018
New +$284K
NVST icon
1470
Envista
NVST
$4.39B
$286K ﹤0.01%
6,348
-1
-0% -$41
MNA icon
1471
IQ ARB Merger Arbitrage ETF
MNA
$252M
$285K ﹤0.01%
8,844
+558
+7% +$18.2K
BHP icon
1472
BHP
BHP
$213B
$283K ﹤0.01%
5,254
-2,693
-34% -$135K
HTD
1473
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
$281K ﹤0.01%
10,730
+40
+0.4% +$978
ENTG icon
1474
Entegris
ENTG
$18B
$280K ﹤0.01%
+2,022
New +$283K
TSJA
1475
DELISTED
Innovator Triple Stacker ETF - January
TSJA
$279K ﹤0.01%
9,364
-401
-4% -$11.8K
57 58
59
60 61

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.