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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAT icon
1451
Mattel
MAT
$4.49B
$244K ﹤0.01%
13,131
-446
-3% -$9.24K
FIVE icon
1452
Five Below
FIVE
$11.5B
$243K ﹤0.01%
1,375
-2,708
-66% -$539K
PSN icon
1453
Parsons
PSN
$6.64B
$243K ﹤0.01%
+7,199
New +$263K
TD icon
1454
Toronto Dominion Bank
TD
$199B
$243K ﹤0.01%
3,680
-1,571
-30% -$105K
ABR icon
1455
Arbor Realty Trust
ABR
$979M
$242K ﹤0.01%
13,066
+803
+7% +$14.5K
MCY icon
1456
Mercury Insurance
MCY
$6.07B
$240K ﹤0.01%
4,309
+117
+3% +$6.99K
NXST icon
1457
Nexstar Media Group
NXST
$5.92B
$240K ﹤0.01%
1,579
+142
+10% +$20.9K
OGIG icon
1458
ALPS O'Shares Global Internet Giants ETF
OGIG
$102M
$240K ﹤0.01%
4,537
+361
+9% +$20K
SNPS icon
1459
Synopsys
SNPS
$73.5B
$240K ﹤0.01%
+803
New +$244K
CTRN icon
1460
Citi Trends
CTRN
$559M
$239K ﹤0.01%
3,282
+435
+15% +$34.8K
FOXA icon
1461
Fox Class A
FOXA
$24.2B
$239K ﹤0.01%
5,961
+12
+0.2% +$442
AG icon
1462
First Majestic Silver
AG
$7.75B
$238K ﹤0.01%
21,096
+2,167
+11% +$28K
APPN icon
1463
Appian
APPN
$2.01B
$238K ﹤0.01%
2,578
+65
+3% +$7.2K
MSTR icon
1464
Strategy Inc
MSTR
$35.1B
$238K ﹤0.01%
+4,120
New +$264K
BNO icon
1465
United States Brent Oil Fund
BNO
$724M
$237K ﹤0.01%
+11,466
New +$217K
PCEF icon
1466
Invesco CEF Income Composite ETF
PCEF
$795M
$237K ﹤0.01%
9,893
+1,151
+13% +$28.1K
THG icon
1467
Hanover Insurance
THG
$7.84B
$237K ﹤0.01%
1,825
+267
+17% +$36.4K
SEDG icon
1468
SolarEdge
SEDG
$2.44B
$236K ﹤0.01%
+888
New +$242K
UBS icon
1469
UBS Group
UBS
$171B
$236K ﹤0.01%
14,795
-2,316
-14% -$37.5K
DSL
1470
DoubleLine Income Solutions Fund
DSL
$1.23B
$235K ﹤0.01%
13,234
-1,016
-7% -$18.2K
NVCR icon
1471
NovoCure
NVCR
$1.89B
$234K ﹤0.01%
2,012
-1,588
-44% -$240K
SSL icon
1472
Sasol
SSL
$7.03B
$234K ﹤0.01%
12,432
-1,841
-13% -$28.1K
NJR icon
1473
New Jersey Resources
NJR
$6.04B
$233K ﹤0.01%
6,684
+320
+5% +$12.1K
CATH icon
1474
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$232K ﹤0.01%
4,310
-5,295
-55% -$291K
BMAY icon
1475
Innovator US Equity Buffer ETF May
BMAY
$231M
$231K ﹤0.01%
7,390
– –
57 58
59
60 61

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.