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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGI
1451
Organigram Holdings
OGI
$134M
$44K ﹤0.01%
+3,141
New +$36.3K
ZNB
1452
Zeta Network Group
ZNB
$679K
– –
0
– –
AKBA icon
1453
Akebia Therapeutics
AKBA
$341M
$34K ﹤0.01%
10,000
-58
-0.6% -$209
DHY
1454
Credit Suisse High Yield Credit Fund
DHY
$239M
$31K ﹤0.01%
12,674
– –
SINT icon
1455
SiNtx Technologies
SINT
$9.92M
$26K ﹤0.01%
1
– –
HYG icon
1456
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$23K ﹤0.01%
+24,500
New +$2.13M
SNDL icon
1457
Sundial Growers
SNDL
$318M
$14K ﹤0.01%
1,279
+41
+3% +$487
NAK
1458
Northern Dynasty Minerals
NAK
$812M
$11K ﹤0.01%
+17,200
New +$11.2K
EXPD icon
1459
CALL
Expeditors International
EXPD
$22.4B
$8K ﹤0.01%
+700
New +$67.4K
MMM icon
1460
CALL
3M
MMM
$94.1B
$7K ﹤0.01%
+837
New +$125K
DBC icon
1461
CALL
Invesco DB Commodity Index Tracking Fund
DBC
$1.65B
$2K ﹤0.01%
+2,700
New +$43.8K
MRO
1462
CALL
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
500
-1,500
-75% -$14.5K
SHY icon
1463
PUT
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1K ﹤0.01%
+5,200
New +$449K
TLT icon
1464
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$1K ﹤0.01%
+1,000
New +$145K
AAPL icon
1465
CALL
Apple
AAPL
$4.99T
– –
-200
Closed -$4K
ACWX icon
1466
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
– –
-26,488
Closed -$1.41M
AEIS icon
1467
Advanced Energy
AEIS
$10.9B
– –
-6,373
Closed -$618K
AGG icon
1468
PUT
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-9,000
Closed -$5K
ALTO icon
1469
Alto Ingredients
ALTO
$345M
– –
-70,750
Closed -$384K
AMC icon
1470
AMC Entertainment Holdings
AMC
$2.38B
– –
-3,363
Closed -$71K
APH icon
1471
Amphenol
APH
$177B
– –
-7,220
Closed -$236K
APO icon
1472
Apollo Global Management
APO
$71.9B
– –
-96,970
Closed -$4.75M
ARE icon
1473
Alexandria Real Estate Equities
ARE
$9.41B
– –
-2,050
Closed -$365K
ASO icon
1474
Academy Sports + Outdoors
ASO
$3.13B
– –
-22,094
Closed -$458K
ATEN icon
1475
A10 Networks
ATEN
$2.25B
– –
-41,981
Closed -$414K
57 58
59
60 61

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.