We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESML icon
1426
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.79B
$417K ﹤0.01%
12,256
-3,873
-24% -$135K
VSS icon
1427
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$416K ﹤0.01%
3,806
-14,960
-80% -$1.63M
CLF icon
1428
Cleveland-Cliffs
CLF
$6.49B
$415K ﹤0.01%
22,630
+11,818
+109% +$234K
DMXF icon
1429
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$414K ﹤0.01%
6,949
-1,602
-19% -$93K
CSQ icon
1430
Calamos Strategic Total Return Fund
CSQ
$3.13B
$413K ﹤0.01%
29,492
+2,371
+9% +$33.1K
SPHB icon
1431
Invesco S&P 500 High Beta ETF
SPHB
$934M
$411K ﹤0.01%
+5,882
New +$411K
ABB
1432
DELISTED
ABB Ltd
ABB
$411K ﹤0.01%
11,990
+1,798
+18% +$60.2K
VRIG icon
1433
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$411K ﹤0.01%
16,631
+20
+0.1% +$497
NVG icon
1434
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$409K ﹤0.01%
34,705
+5,796
+20% +$69.6K
JRI icon
1435
Nuveen Real Asset Income & Growth Fund
JRI
$350M
$406K ﹤0.01%
34,562
-1,009
-3% -$12.2K
AIRR icon
1436
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.53B
$405K ﹤0.01%
8,444
-544
-6% -$26.1K
EVG
1437
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$405K ﹤0.01%
38,768
+9,749
+34% +$102K
TTC icon
1438
Toro Company
TTC
$8.79B
$403K ﹤0.01%
3,629
+384
+12% +$42.7K
DMO
1439
Western Asset Mortgage Opportunity Fund
DMO
$118M
$401K ﹤0.01%
+38,395
New +$421K
IBML
1440
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$399K ﹤0.01%
15,687
+1,824
+13% +$46.3K
TD icon
1441
Toronto Dominion Bank
TD
$193B
$399K ﹤0.01%
6,659
+3,475
+109% +$225K
MCHI icon
1442
iShares MSCI China ETF
MCHI
$6.23B
$398K ﹤0.01%
7,972
+2,994
+60% +$152K
TPHD icon
1443
Timothy Plan High Dividend Stock ETF
TPHD
$363M
$397K ﹤0.01%
12,699
+2,087
+20% +$65.6K
CHDN icon
1444
Churchill Downs
CHDN
$6.17B
$395K ﹤0.01%
3,070
+1,034
+51% +$125K
NFLT icon
1445
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$445M
$394K ﹤0.01%
17,826
-1,085
-6% -$24.1K
BSCQ icon
1446
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$394K ﹤0.01%
20,556
+1,373
+7% +$26.1K
TITN icon
1447
Titan Machinery
TITN
$420M
$394K ﹤0.01%
12,930
-687
-5% -$28K
TOST icon
1448
Toast
TOST
$18.9B
$392K ﹤0.01%
+22,105
New +$436K
NEA icon
1449
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$391K ﹤0.01%
35,206
-5,232
-13% -$58.4K
RWO icon
1450
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$391K ﹤0.01%
9,494
-600
-6% -$25.5K
56 57
58
59 60

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.