We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQD
1426
DELISTED
Simplify Exchange Traded Funds Simplify Nasdaq 100 PLUS Downside Convexity ETF
QQD
$318K ﹤0.01%
+9,881
New +$309K
SWK icon
1427
Stanley Black & Decker
SWK
$14.6B
$317K ﹤0.01%
1,678
-892
-35% -$165K
TD icon
1428
Toronto Dominion Bank
TD
$199B
$317K ﹤0.01%
4,139
+459
+12% +$33.5K
CMC icon
1429
Commercial Metals
CMC
$7.8B
$315K ﹤0.01%
+8,671
New +$287K
ALPP
1430
DELISTED
Alpine 4 Holdings Inc
ALPP
$312K ﹤0.01%
+20,297
New +$451K
BLES icon
1431
Inspire Global Hope ETF
BLES
$160M
$310K ﹤0.01%
8,181
+2,391
+41% +$93.7K
TNL icon
1432
Travel + Leisure Co
TNL
$4.81B
$309K ﹤0.01%
5,582
-390
-7% -$20.9K
PSCT icon
1433
Invesco S&P SmallCap Information Technology ETF
PSCT
$485M
$308K ﹤0.01%
5,976
+1,089
+22% +$53.5K
VSHY icon
1434
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$308K ﹤0.01%
12,626
-1,054
-8% -$25.7K
DIAL icon
1435
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$307K ﹤0.01%
14,417
+4,369
+43% +$92.9K
PDI icon
1436
PIMCO Dynamic Income Fund
PDI
$7.42B
$307K ﹤0.01%
+11,837
New +$309K
SAIC icon
1437
Saic
SAIC
$5.14B
$306K ﹤0.01%
3,666
+197
+6% +$17.1K
AYX
1438
DELISTED
Alteryx Inc
AYX
$306K ﹤0.01%
5,061
-3,238
-39% -$224K
DGX icon
1439
Quest Diagnostics
DGX
$26B
$304K ﹤0.01%
+1,756
New +$267K
DLS icon
1440
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$304K ﹤0.01%
+4,131
New +$304K
SMMU icon
1441
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$303K ﹤0.01%
+5,920
New +$303K
EVR icon
1442
Evercore
EVR
$13.2B
$302K ﹤0.01%
+2,221
New +$324K
XAR icon
1443
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.08B
$302K ﹤0.01%
2,593
-182
-7% -$21.7K
NVR icon
1444
NVR
NVR
$17.3B
$301K ﹤0.01%
51
+3
+6% +$15.8K
AMC icon
1445
AMC Entertainment Holdings
AMC
$2.38B
$300K ﹤0.01%
1,103
-21
-2% -$7.4K
EXPE icon
1446
Expedia Group
EXPE
$35.5B
$299K ﹤0.01%
1,653
+93
+6% +$15.8K
FDEC icon
1447
FT Vest US Equity Buffer ETF December
FDEC
$1.32B
$299K ﹤0.01%
8,542
-823
-9% -$28.1K
GXO icon
1448
GXO Logistics
GXO
$6.13B
$299K ﹤0.01%
3,289
+154
+5% +$13.8K
INFO
1449
DELISTED
IHS Markit Ltd. Common Shares
INFO
$299K ﹤0.01%
2,246
+519
+30% +$66.1K
HNI icon
1450
HNI Corp
HNI
$3.17B
$298K ﹤0.01%
7,077
+54
+0.8% +$2.16K
56 57
58
59 60

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.