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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPE icon
1426
Expedia Group
EXPE
$35.5B
$256K ﹤0.01%
1,560
-4,862
-76% -$752K
GOF icon
1427
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$256K ﹤0.01%
13,356
+1,899
+17% +$40.4K
EHC icon
1428
Encompass Health
EHC
$11.5B
$254K ﹤0.01%
4,250
-1,373
-24% -$86.4K
ONEQ icon
1429
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$254K ﹤0.01%
4,524
+374
+9% +$21.6K
ESPO icon
1430
VanEck Video Gaming and eSports ETF
ESPO
$244M
$253K ﹤0.01%
3,885
-1,430
-27% -$97.1K
UTF icon
1431
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$253K ﹤0.01%
9,336
-7,282
-44% -$207K
ARE icon
1432
Alexandria Real Estate Equities
ARE
$9.41B
$251K ﹤0.01%
1,316
+18
+1% +$3.58K
MTCH icon
1433
Match Group
MTCH
$9.16B
$250K ﹤0.01%
1,593
-6,643
-81% -$1.01M
VTHR icon
1434
Vanguard Russell 3000 ETF
VTHR
$4.64B
$250K ﹤0.01%
1,263
+112
+10% +$22.8K
ACC
1435
DELISTED
American Campus Communities, Inc.
ACC
$250K ﹤0.01%
5,156
+217
+4% +$10.8K
BKN
1436
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$249K ﹤0.01%
+14,432
New +$265K
DDEC icon
1437
FT Vest US Equity Deep Buffer ETF December
DDEC
$427M
$249K ﹤0.01%
7,780
+93
+1% +$2.98K
HASI icon
1438
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
$249K ﹤0.01%
4,647
+248
+6% +$14.1K
HBI
1439
DELISTED
Hanesbrands
HBI
$249K ﹤0.01%
14,482
+649
+5% +$12.2K
TTWO icon
1440
Take-Two Interactive
TTWO
$46B
$248K ﹤0.01%
+1,610
New +$261K
YETI icon
1441
Yeti Holdings
YETI
$3.93B
$248K ﹤0.01%
2,894
+77
+3% +$7.45K
HGEN
1442
DELISTED
HUMANIGEN, INC.
HGEN
$247K ﹤0.01%
41,600
+3,200
+8% +$45K
GXO icon
1443
GXO Logistics
GXO
$6.13B
$246K ﹤0.01%
+3,135
New +$246K
DDOG icon
1444
Datadog
DDOG
$89.3B
$245K ﹤0.01%
+1,735
New +$219K
HTD
1445
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
$245K ﹤0.01%
10,690
+2
+0% +$49
JD icon
1446
JD.com
JD
$42.9B
$245K ﹤0.01%
3,390
-12,275
-78% -$905K
LITE icon
1447
Lumentum
LITE
$50.7B
$245K ﹤0.01%
+2,933
New +$246K
ROBO icon
1448
ROBO Global Robotics & Automation Index ETF
ROBO
$1.91B
$245K ﹤0.01%
3,799
+129
+4% +$8.57K
SOXL icon
1449
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$16B
$245K ﹤0.01%
6,126
-45
-0.7% -$1.97K
LAND
1450
Gladstone Land Corp
LAND
$366M
$244K ﹤0.01%
10,720
+1,329
+14% +$31K
56 57
58
59 60

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.