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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXRH icon
1426
Texas Roadhouse
TXRH
$13.7B
– –
-10,423
Closed -$634K
UHS icon
1427
Universal Health Services
UHS
$10.2B
– –
-3,527
Closed -$377K
UNH icon
1428
PUT
UnitedHealth
UNH
$382B
– –
-1,700
Closed -$2K
UNM icon
1429
Unum
UNM
$13.4B
– –
-18,862
Closed -$317K
URBN icon
1430
Urban Outfitters
URBN
$6.46B
– –
-25,643
Closed -$534K
VIXM icon
1431
ProShares VIX Mid-Term Futures ETF
VIXM
$56.8M
– –
-11,395
Closed -$464K
VUZI icon
1432
Vuzix
VUZI
$178M
– –
-10,232
Closed -$47K
VXX icon
1433
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
– –
-16
Closed -$4K
W icon
1434
Wayfair
W
$11.8B
– –
-4,330
Closed -$1.26M
WING icon
1435
Wingstop
WING
$3.8B
– –
-4,067
Closed -$556K
WPM icon
1436
Wheaton Precious Metals
WPM
$49.7B
– –
-8,780
Closed -$431K
WTW icon
1437
Willis Towers Watson
WTW
$29.8B
– –
-1,376
Closed -$287K
X
1438
DELISTED
US Steel
X
– –
-12,784
Closed -$94K
XERS icon
1439
Xeris Biopharma Holdings
XERS
$1.45B
– –
-11,140
Closed -$66K
XLE icon
1440
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39B
– –
-3,600
Closed -$2K
XLE icon
1441
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39B
– –
-28,800
Closed -$35K
BSCO
1442
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-11,272
Closed -$250K
MODN
1443
DELISTED
MODEL N, INC.
MODN
– –
-17,348
Closed -$612K
SCPX
1444
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
0
– -$16K
FEI
1445
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-19,356
Closed -$90K
AEL
1446
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-18,471
Closed -$406K
BFX
1447
DELISTED
BowFlex Inc.
BFX
– –
-37,341
Closed -$641K
SCPL
1448
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-36,870
Closed -$598K
FFTI
1449
DELISTED
FormulaFolios Tactical Income ETF
FFTI
– –
-10,904
Closed -$260K
RUTH
1450
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-11,775
Closed -$130K
55 56 57
58
59

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.