We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
1401
iShares Select U.S. REIT ETF
ICF
$2.13B
$530K ﹤0.01%
9,371
-848
-8% -$44.8K
XMAR icon
1402
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$530K ﹤0.01%
16,060
-19,933
-55% -$642K
SOXQ icon
1403
Invesco PHLX Semiconductor ETF
SOXQ
$2.11B
$530K ﹤0.01%
+15,483
New +$445K
IBDU icon
1404
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.03B
$528K ﹤0.01%
23,074
-26,805
-54% -$594K
MAYT icon
1405
AllianzIM U.S. Equity Buffer10 May ETF
MAYT
$231M
$528K ﹤0.01%
18,472
-766,621
-98% -$20.4M
TLH icon
1406
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$527K ﹤0.01%
5,057
+1,399
+38% +$140K
CMC icon
1407
Commercial Metals
CMC
$7.53B
$525K ﹤0.01%
10,136
+1,250
+14% +$57K
EEMV icon
1408
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$524K ﹤0.01%
9,584
-12,663
-57% -$679K
STEW
1409
SRH Total Return Fund
STEW
$1.77B
$522K ﹤0.01%
+36,946
New +$486K
JULH icon
1410
Innovator Premium Income 20 Barrier ETF July
JULH
$15.5M
$521K ﹤0.01%
20,763
+5,468
+36% +$136K
INVH icon
1411
Invitation Homes
INVH
$17.9B
$521K ﹤0.01%
15,665
+4,797
+44% +$156K
SLYV icon
1412
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$520K ﹤0.01%
6,438
+954
+17% +$70.6K
TPG icon
1413
TPG
TPG
$6.76B
$520K ﹤0.01%
12,376
+2,336
+23% +$78.9K
BXP icon
1414
Boston Properties
BXP
$11.6B
$520K ﹤0.01%
7,301
+2,645
+57% +$156K
LEG icon
1415
Leggett & Platt
LEG
$1.4B
$520K ﹤0.01%
21,562
+3,797
+21% +$93.1K
H icon
1416
Hyatt Hotels
H
$17.5B
$519K ﹤0.01%
3,975
-897
-18% -$102K
CRNC icon
1417
Cerence
CRNC
$359M
$517K ﹤0.01%
+25,096
New +$436K
BRZE icon
1418
Braze
BRZE
$3.02B
$516K ﹤0.01%
9,321
-1,683
-15% -$83.2K
BNOV icon
1419
Innovator US Equity Buffer ETF November
BNOV
$206M
$516K ﹤0.01%
14,560
+832
+6% +$27.9K
ZIM icon
1420
ZIM Integrated Shipping Services
ZIM
$2.96B
$516K ﹤0.01%
+38,390
New +$323K
HESM icon
1421
Hess Midstream
HESM
$5.19B
$516K ﹤0.01%
15,216
-6,736
-31% -$206K
WING icon
1422
Wingstop
WING
$3.8B
$515K ﹤0.01%
+1,886
New +$407K
MSM icon
1423
MSC Industrial Direct
MSM
$6.76B
$515K ﹤0.01%
+5,307
New +$525K
AMH icon
1424
American Homes 4 Rent
AMH
$12.1B
$513K ﹤0.01%
14,614
-609
-4% -$21.3K
CATH icon
1425
Global X S&P 500 Catholic Values ETF
CATH
$1.26B
$511K ﹤0.01%
8,638
+695
+9% +$37.8K
55 56
57
58 59

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.