We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMC icon
1401
Commercial Metals
CMC
$7.53B
$444K ﹤0.01%
9,073
+3,260
+56% +$169K
TAP icon
1402
Molson Coors Class B
TAP
$8.02B
$443K ﹤0.01%
8,566
+3,852
+82% +$199K
BNOV icon
1403
Innovator US Equity Buffer ETF November
BNOV
$206M
$442K ﹤0.01%
13,995
– –
JPC icon
1404
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$442K ﹤0.01%
67,212
-8,301
-11% -$60.7K
STWD icon
1405
Starwood Property Trust
STWD
$6.12B
$441K ﹤0.01%
24,919
-892
-3% -$17.2K
EBS icon
1406
Emergent Biosolutions
EBS
$379M
$440K ﹤0.01%
+42,443
New +$513K
OLED icon
1407
Universal Display
OLED
$3.75B
$439K ﹤0.01%
2,832
-3
-0.1% -$403
PCYO icon
1408
Pure Cycle
PCYO
$255M
$439K ﹤0.01%
46,454
+4,091
+10% +$37.7K
GSY icon
1409
Invesco Ultra Short Duration ETF
GSY
$3.86B
$437K ﹤0.01%
8,814
+2,114
+32% +$105K
DIVO icon
1410
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.45B
$437K ﹤0.01%
12,322
+5,779
+88% +$205K
PAG icon
1411
Penske Automotive Group
PAG
$14.7B
$436K ﹤0.01%
3,077
-246
-7% -$32.7K
NIO icon
1412
NIO
NIO
$11.9B
$435K ﹤0.01%
41,362
-5,098
-11% -$52.1K
GEF.B icon
1413
Greif Class B
GEF.B
$4.13B
$434K ﹤0.01%
5,677
-103
-2% -$8.05K
BUD icon
1414
AB InBev
BUD
$164B
$434K ﹤0.01%
6,504
+511
+9% +$30.9K
RGR icon
1415
Sturm, Ruger & Co
RGR
$603M
$431K ﹤0.01%
7,511
-2,346
-24% -$131K
RIOT icon
1416
Riot Platforms
RIOT
$6.9B
$427K ﹤0.01%
42,745
-10,401
-20% -$67.7K
SDIV icon
1417
Global X SuperDividend ETF
SDIV
$1.21B
$425K ﹤0.01%
18,433
-430
-2% -$10.5K
MHK icon
1418
Mohawk Industries
MHK
$6.91B
$424K ﹤0.01%
4,231
-672
-14% -$73.2K
RRX icon
1419
Regal Rexnord
RRX
$12.5B
$424K ﹤0.01%
3,010
-8,225
-73% -$1.19M
WST icon
1420
West Pharmaceutical
WST
$23.7B
$422K ﹤0.01%
1,219
+41
+3% +$12K
SUI icon
1421
Sun Communities
SUI
$15.8B
$421K ﹤0.01%
2,990
-37
-1% -$5.41K
BAX icon
1422
Baxter International
BAX
$12.8B
$421K ﹤0.01%
10,371
-261
-2% -$11.1K
SNV
1423
DELISTED
Synovus
SNV
$420K ﹤0.01%
13,632
+94
+0.7% +$3.58K
BJUL icon
1424
Innovator US Equity Buffer ETF July
BJUL
$340M
$420K ﹤0.01%
12,862
+82
+0.6% +$2.62K
OUSA icon
1425
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$751M
$418K ﹤0.01%
9,917
-1,314
-12% -$54.7K
55 56
57
58 59

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.