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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
1401
DELISTED
US Steel
X
$273K ﹤0.01%
12,413
+2,256
+22% +$56.4K
MNA icon
1402
IQ ARB Merger Arbitrage ETF
MNA
$252M
$272K ﹤0.01%
8,286
+681
+9% +$22.6K
VSGX icon
1403
Vanguard ESG International Stock ETF
VSGX
$6.42B
$272K ﹤0.01%
4,402
+103
+2% +$6.57K
BOH icon
1404
Bank of Hawaii
BOH
$3.17B
$270K ﹤0.01%
3,285
+191
+6% +$15.8K
FDG icon
1405
American Century Focused Dynamic Growth ETF
FDG
$380M
$269K ﹤0.01%
3,285
-31
-0.9% -$2.6K
MOO icon
1406
VanEck Agribusiness ETF
MOO
$998M
$269K ﹤0.01%
2,948
-5,775
-66% -$531K
GBAB
1407
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$268K ﹤0.01%
10,940
-85
-0.8% -$2.1K
AEL
1408
DELISTED
American Equity Investment Life Holding Company
AEL
$268K ﹤0.01%
9,059
+2,859
+46% +$89.2K
AMLP icon
1409
Alerian MLP ETF
AMLP
$12.9B
$267K ﹤0.01%
8,016
-2,613
-25% -$87.2K
RGR icon
1410
Sturm, Ruger & Co
RGR
$611M
$267K ﹤0.01%
3,615
-73
-2% -$5.68K
BNS icon
1411
Scotiabank
BNS
$108B
$266K ﹤0.01%
4,316
+1,140
+36% +$71.3K
CAG icon
1412
Conagra Brands
CAG
$7.38B
$266K ﹤0.01%
7,846
-2,443
-24% -$82.7K
NVST icon
1413
Envista
NVST
$4.39B
$265K ﹤0.01%
6,349
+31
+0.5% +$1.31K
MMP
1414
DELISTED
Magellan Midstream Partners, L.P.
MMP
$265K ﹤0.01%
5,823
+1,532
+36% +$72.8K
FTF
1415
Franklin Limited Duration Income Trust
FTF
$233M
$264K ﹤0.01%
29,001
+1,076
+4% +$9.99K
NBB icon
1416
Nuveen Taxable Municipal Income Fund
NBB
$449M
$264K ﹤0.01%
11,520
-300
-3% -$7.01K
VGR
1417
DELISTED
Vector Group Ltd.
VGR
$264K ﹤0.01%
29,222
+4,001
+16% +$39K
JPIN icon
1418
JPMorgan Diversified Return International Equity ETF
JPIN
$364M
$263K ﹤0.01%
+4,356
New +$272K
QQQX icon
1419
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$263K ﹤0.01%
9,276
-701
-7% -$20.7K
PTY icon
1420
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$262K ﹤0.01%
14,299
+337
+2% +$6.72K
GEN icon
1421
Gen Digital
GEN
$16.6B
$261K ﹤0.01%
10,309
+253
+3% +$6.59K
IWN icon
1422
iShares Russell 2000 Value ETF
IWN
$14.5B
$260K ﹤0.01%
1,623
+297
+22% +$47.7K
HNI icon
1423
HNI Corp
HNI
$3.17B
$258K ﹤0.01%
7,023
+57
+0.8% +$2.21K
BICK
1424
DELISTED
First Trust BICK Index Fund
BICK
$258K ﹤0.01%
7,560
-619
-8% -$22.8K
CRL icon
1425
Charles River Laboratories
CRL
$11.6B
$256K ﹤0.01%
621
-3
-0.5% -$1.25K
55 56
57
58 59

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.