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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1401
PUT
iShares Preferred and Income Securities ETF
PFF
$13.1B
– –
-13,500
Closed -$1K
PSCE icon
1402
Invesco S&P SmallCap Energy ETF
PSCE
$94M
– –
-2,270
Closed -$34K
PSN icon
1403
Parsons
PSN
$4.31B
– –
-13,206
Closed -$443K
PULS icon
1404
PGIM Ultra Short Bond ETF
PULS
$17.7B
– –
-6,092
Closed -$304K
PZZA icon
1405
Papa John's
PZZA
$1.01B
– –
-7,108
Closed -$585K
QLTA icon
1406
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
– –
-58,627
Closed -$3.39M
QLYS icon
1407
Qualys
QLYS
$4.76B
– –
-6,197
Closed -$607K
QTWO icon
1408
Q2 Holdings
QTWO
$3.78B
– –
-6,851
Closed -$625K
QUS icon
1409
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
– –
-2,431
Closed -$230K
RGLD icon
1410
Royal Gold
RGLD
$16.6B
– –
-2,483
Closed -$298K
RH icon
1411
RH
RH
$3.33B
– –
-1,327
Closed -$508K
SA
1412
Seabridge Gold
SA
$2.72B
– –
-13,613
Closed -$256K
SBH icon
1413
Sally Beauty Holdings
SBH
$1.47B
– –
-65,176
Closed -$566K
SCHZ icon
1414
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-9,418
Closed -$264K
SFM icon
1415
Sprouts Farmers Market
SFM
$7.44B
– –
-29,582
Closed -$619K
SH icon
1416
ProShares Short S&P500
SH
$928M
– –
-8,544
Closed -$694K
SKY icon
1417
Champion Homes
SKY
$4.41B
– –
-21,505
Closed -$576K
SPOT icon
1418
Spotify
SPOT
$108B
– –
-5,209
Closed -$1.26M
SPWH icon
1419
Sportsman's Warehouse
SPWH
$44.9M
– –
-43,573
Closed -$624K
SWK icon
1420
Stanley Black & Decker
SWK
$14.5B
– –
-9,946
Closed -$1.61M
TCOM icon
1421
Trip.com Group
TCOM
$29B
– –
-14,663
Closed -$457K
TEI
1422
Templeton Emerging Markets Income Fund
TEI
$310M
– –
-10,788
Closed -$80K
TFX icon
1423
Teleflex
TFX
$5.96B
– –
-3,264
Closed -$1.11M
THG icon
1424
Hanover Insurance
THG
$8.13B
– –
-2,261
Closed -$211K
TRV icon
1425
PUT
Travelers Companies
TRV
$81.1B
– –
-500
Closed -$1K
55 56
57
58 59

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.