We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRA
1401
DELISTED
Kraton Corporation
KRA
– –
-12,491
Closed -$216K
HRC
1402
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-2,136
Closed -$235K
CSOD
1403
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-16,177
Closed -$624K
BPYU
1404
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-19,853
Closed -$198K
CMD
1405
DELISTED
Cantel Medical Corporation
CMD
– –
-13,395
Closed -$592K
GWPH
1406
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,205
Closed -$271K
ZN
1407
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-65,317
Closed -$19K
FSB
1408
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-36,115
Closed -$930K
DNR
1409
DELISTED
Denbury Resources, Inc.
DNR
– –
-30,626
Closed -$8K
TMUSR
1410
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-16,704
Closed -$3K
IBKC
1411
DELISTED
IBERIABANK Corp
IBKC
– –
-7,766
Closed -$354K
SIVB
1412
DELISTED
SVB Financial Group
SIVB
– –
-1,179
Closed -$254K
BSCM
1413
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-13,252
Closed -$289K
PLM
1414
DELISTED
PolyMet Mining Corp.
PLM
– –
-1,055
Closed -$4K
DOC
1415
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-10,954
Closed -$192K
MNR
1416
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-38,006
Closed -$551K
AZPN
1417
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-5,338
Closed -$553K
OPP.RT
1418
DELISTED
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2020)
OPP.RT
$0 ﹤0.01%
+15,885
New +$316
53 54 55 56
57

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.