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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1376
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$567K ﹤0.01%
204,600
-33,800
-14% -$6.06M
ARW icon
1377
Arrow Electronics
ARW
$10.5B
$566K ﹤0.01%
4,956
-19,821
-80% -$2.37M
EWZ icon
1378
iShares MSCI Brazil ETF
EWZ
$8.98B
$565K ﹤0.01%
+16,923
New +$548K
MMIT icon
1379
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
$563K ﹤0.01%
23,109
-5,463
-19% -$130K
RS icon
1380
Reliance Steel & Aluminium
RS
$20.6B
$562K ﹤0.01%
1,998
+519
+35% +$138K
AOS icon
1381
A.O. Smith
AOS
$8.55B
$562K ﹤0.01%
+6,942
New +$512K
HNDL icon
1382
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$627M
$556K ﹤0.01%
26,916
-21,459
-44% -$419K
THQ
1383
abrdn Healthcare Opportunities Fund
THQ
$784M
$555K ﹤0.01%
30,651
+13,895
+83% +$235K
AEL
1384
DELISTED
American Equity Investment Life Holding Company
AEL
$552K ﹤0.01%
9,946
-263
-3% -$14.3K
BOXX icon
1385
Alpha Architect 1-3 Month Box ETF
BOXX
$13.1B
$552K ﹤0.01%
5,229
+2,865
+121% +$299K
UTL icon
1386
Unitil
UTL
$989M
$550K ﹤0.01%
+11,222
New +$543K
EJUL icon
1387
Innovator Emerging Markets Power Buffer ETF July
EJUL
$172M
$548K ﹤0.01%
23,653
+8,743
+59% +$199K
IBMN
1388
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$544K ﹤0.01%
+20,557
New +$540K
IJT icon
1389
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$541K ﹤0.01%
4,379
-621
-12% -$69.7K
BSCP
1390
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$540K ﹤0.01%
26,403
-8,418
-24% -$170K
RXST icon
1391
RxSight
RXST
$254M
$540K ﹤0.01%
11,458
-7,056
-38% -$207K
MCO icon
1392
Moody's
MCO
$83.7B
$537K ﹤0.01%
1,380
+130
+10% +$45.2K
MOH icon
1393
Molina Healthcare
MOH
$10.4B
$536K ﹤0.01%
1,516
+357
+31% +$126K
XBIL icon
1394
US Treasury 6 Month Bill ETF
XBIL
$741M
$535K ﹤0.01%
10,677
+2,091
+24% +$105K
LCTD icon
1395
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$281M
$532K ﹤0.01%
+12,228
New +$502K
UNM icon
1396
Unum
UNM
$13.4B
$532K ﹤0.01%
11,224
-3,093
-22% -$141K
ARLP icon
1397
Alliance Resource Partners
ARLP
$3.34B
$532K ﹤0.01%
24,441
+1,005
+4% +$21.8K
IAS
1398
DELISTED
Integral Ad Science
IAS
$531K ﹤0.01%
+35,080
New +$469K
NVT icon
1399
nVent Electric
NVT
$21.6B
$531K ﹤0.01%
9,027
-35
-0.4% -$1.86K
SKWD icon
1400
Skyward Specialty Insurance
SKWD
$2.53B
$530K ﹤0.01%
+16,856
New +$518K
54 55
56
57 58

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.