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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSW icon
1376
OneSpaWorld
OSW
$2.64B
$507K ﹤0.01%
45,219
-6,173
-12% -$71.9K
VIS icon
1377
Vanguard Industrials ETF
VIS
$7.94B
$507K ﹤0.01%
2,599
+434
+20% +$89.1K
CXM icon
1378
Sprinklr
CXM
$1.51B
$506K ﹤0.01%
+36,548
New +$523K
BILZ icon
1379
PIMCO Ultra Short Government Active ETF
BILZ
$1B
$503K ﹤0.01%
+4,998
New +$502K
ARKG icon
1380
ARK Genomic Revolution ETF
ARKG
$1.53B
$503K ﹤0.01%
18,047
-403
-2% -$13.2K
COTY icon
1381
Coty
COTY
$2.4B
$502K ﹤0.01%
45,754
+684
+2% +$8.06K
XNCR icon
1382
Xencor
XNCR
$1.45B
$502K ﹤0.01%
+24,889
New +$566K
IBHC
1383
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$501K ﹤0.01%
21,190
-88,061
-81% -$2.08M
ANIP icon
1384
ANI Pharmaceuticals
ANIP
$1.86B
$501K ﹤0.01%
8,624
-796
-8% -$45.9K
PCOR icon
1385
Procore
PCOR
$7.57B
$499K ﹤0.01%
7,641
-1,509
-16% -$101K
APLE icon
1386
Apple Hospitality REIT
APLE
$3.97B
$499K ﹤0.01%
32,520
-12,793
-28% -$196K
BCYC
1387
Bicycle Therapeutics
BCYC
$269M
$498K ﹤0.01%
+24,773
New +$566K
TRNO icon
1388
Terreno Realty
TRNO
$7.58B
$497K ﹤0.01%
8,748
+1,795
+26% +$107K
TAST
1389
DELISTED
Carrols Restaurant Group, Inc.
TAST
$495K ﹤0.01%
+75,038
New +$462K
XSLV icon
1390
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$492K ﹤0.01%
+12,482
New +$513K
PAMC icon
1391
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$53.1M
$492K ﹤0.01%
14,255
-568
-4% -$20K
DECK icon
1392
Deckers Outdoor
DECK
$14.1B
$492K ﹤0.01%
5,742
+2,220
+63% +$199K
KEYS icon
1393
Keysight
KEYS
$50.7B
$488K ﹤0.01%
3,690
-1,131
-23% -$168K
APO icon
1394
Apollo Global Management
APO
$69B
$488K ﹤0.01%
5,437
+2,416
+80% +$203K
RPHS
1395
DELISTED
Regents Park Hedged Market Strategy ETF
RPHS
$488K ﹤0.01%
56,350
+36,319
+181% +$323K
XPH icon
1396
State Street SPDR S&P Pharmaceuticals ETF
XPH
$481M
$487K ﹤0.01%
12,258
+292
+2% +$12.4K
RBLX icon
1397
Roblox
RBLX
$35.9B
$487K ﹤0.01%
16,806
+4,196
+33% +$139K
OFG icon
1398
OFG Bancorp
OFG
$2.21B
$486K ﹤0.01%
+16,266
New +$496K
B
1399
Barrick Mining
B
$60.9B
$485K ﹤0.01%
33,353
-91,960
-73% -$1.51M
HIG icon
1400
Hartford Financial Services
HIG
$39.9B
$484K ﹤0.01%
6,826
+3,625
+113% +$263K
54 55
56
57 58

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.