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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEGR icon
1376
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
$467K ﹤0.01%
12,518
-708
-5% -$26.1K
SCHM icon
1377
Schwab US Mid-Cap ETF
SCHM
$14.2B
$466K ﹤0.01%
20,607
-1,434
-7% -$33K
SHYD icon
1378
VanEck Short High Yield Muni ETF
SHYD
$452M
$465K ﹤0.01%
20,867
-7,068
-25% -$158K
HYEM icon
1379
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$464K ﹤0.01%
25,212
+11,635
+86% +$216K
TSN icon
1380
Tyson Foods
TSN
$21.5B
$464K ﹤0.01%
7,827
+743
+10% +$45.6K
FPI
1381
Farmland Partners
FPI
$415M
$463K ﹤0.01%
43,241
-3,598
-8% -$42.1K
MGEE icon
1382
MGE Energy Inc
MGEE
$3.03B
$463K ﹤0.01%
5,955
+145
+2% +$10.5K
LEG icon
1383
Leggett & Platt
LEG
$1.4B
$462K ﹤0.01%
14,491
+1,867
+15% +$62.8K
DXCM icon
1384
DexCom
DXCM
$29B
$461K ﹤0.01%
3,968
-698
-15% -$78.1K
YUMC icon
1385
Yum China
YUMC
$15.7B
$461K ﹤0.01%
7,270
-62
-0.8% -$3.74K
CCK icon
1386
Crown Holdings
CCK
$13B
$460K ﹤0.01%
5,561
+186
+3% +$15.7K
X
1387
DELISTED
US Steel
X
$458K ﹤0.01%
+17,564
New +$488K
POWA icon
1388
Invesco Bloomberg Pricing Power ETF
POWA
$180M
$458K ﹤0.01%
6,810
+168
+3% +$11.2K
COHN icon
1389
Cohen & Co
COHN
$33.8M
$458K ﹤0.01%
66,771
-2,116
-3% -$18.2K
NCLH icon
1390
Norwegian Cruise Line
NCLH
$9.53B
$455K ﹤0.01%
33,827
+2,802
+9% +$41.9K
HQH
1391
abrdn Healthcare Investors
HQH
$1.25B
$454K ﹤0.01%
25,741
+5,987
+30% +$109K
QQQH
1392
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$366M
$453K ﹤0.01%
11,529
+496
+4% +$19K
CLSC
1393
DELISTED
Cabana Target Leading Sector Conservative ETF
CLSC
$452K ﹤0.01%
23,603
-9,413
-29% -$183K
HE icon
1394
Hawaiian Electric Industries
HE
$2.26B
$452K ﹤0.01%
11,768
+156
+1% +$6.32K
AEL
1395
DELISTED
American Equity Investment Life Holding Company
AEL
$449K ﹤0.01%
12,300
+59
+0.5% +$2.51K
RPG icon
1396
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$447K ﹤0.01%
14,775
-3,835
-21% -$117K
PCY icon
1397
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$446K ﹤0.01%
23,279
+8,186
+54% +$158K
DOCU
1398
DocuSign
DOCU
$11.1B
$445K ﹤0.01%
7,631
-18,317
-71% -$1.09M
PNW icon
1399
Pinnacle West Capital
PNW
$12.4B
$445K ﹤0.01%
5,613
+928
+20% +$70K
GBCI icon
1400
Glacier Bancorp
GBCI
$6.36B
$444K ﹤0.01%
10,575
– –
54 55
56
57 58

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.