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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEMB icon
1376
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$735M
$364K ﹤0.01%
9,278
-25,392
-73% -$1.04M
AJG icon
1377
Arthur J. Gallagher & Co
AJG
$67.7B
$362K ﹤0.01%
2,132
+199
+10% +$32.5K
KJAN icon
1378
Innovator US Small Cap Power Buffer ETF January
KJAN
$323M
$360K ﹤0.01%
11,125
-1,650
-13% -$52.2K
ONB icon
1379
Old National Bancorp
ONB
$10.3B
$360K ﹤0.01%
19,880
– –
RWX icon
1380
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$360K ﹤0.01%
10,107
+2,306
+30% +$83.1K
ACGL icon
1381
Arch Capital
ACGL
$35.9B
$359K ﹤0.01%
8,086
-113
-1% -$4.79K
ALLE icon
1382
Allegion
ALLE
$13.5B
$359K ﹤0.01%
2,707
+141
+5% +$18.4K
AWF
1383
AllianceBernstein Global High Income Fund
AWF
$873M
$358K ﹤0.01%
29,501
+961
+3% +$11.8K
CEMB icon
1384
iShares JPMorgan EM Corporate Bond ETF
CEMB
$398M
$358K ﹤0.01%
7,013
-1,105
-14% -$56.6K
CHDN icon
1385
Churchill Downs
CHDN
$6.19B
$358K ﹤0.01%
2,972
+190
+7% +$22.6K
FNF icon
1386
Fidelity National Financial
FNF
$14.6B
$358K ﹤0.01%
7,127
+145
+2% +$6.93K
PNTG icon
1387
Pennant Group
PNTG
$1.47B
$358K ﹤0.01%
15,505
-782
-5% -$18.1K
SPD icon
1388
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$358K ﹤0.01%
+10,753
New +$346K
GTEK icon
1389
Goldman Sachs Future Tech Leaders Equity ETF
GTEK
$218M
$356K ﹤0.01%
+9,069
New +$360K
WIX icon
1390
WIX.com
WIX
$2.46B
$356K ﹤0.01%
2,254
-422
-16% -$73.2K
SOFI icon
1391
SoFi Technologies
SOFI
$19.5B
$355K ﹤0.01%
22,464
+2,748
+14% +$50.4K
SUSB icon
1392
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$349K ﹤0.01%
13,597
+1,700
+14% +$43.8K
PAAS icon
1393
Pan American Silver
PAAS
$17.9B
$348K ﹤0.01%
13,917
+196
+1% +$4.94K
CWI icon
1394
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.73B
$347K ﹤0.01%
+11,835
New +$349K
EXAS
1395
DELISTED
Exact Sciences
EXAS
$344K ﹤0.01%
4,424
+716
+19% +$63.2K
FJAN icon
1396
FT Vest US Equity Buffer ETF January
FJAN
$1.42B
$344K ﹤0.01%
+10,096
New +$341K
IGBH icon
1397
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$344K ﹤0.01%
13,835
+53
+0.4% +$1.33K
OMF icon
1398
OneMain Financial
OMF
$7.27B
$344K ﹤0.01%
+6,871
New +$364K
THQ
1399
abrdn Healthcare Opportunities Fund
THQ
$791M
$344K ﹤0.01%
13,426
+1,232
+10% +$29.6K
TCPC icon
1400
BlackRock TCP Capital
TCPC
$274M
$342K ﹤0.01%
25,289
+4,173
+20% +$57.9K
54 55
56
57 58

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.