We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXN icon
1376
First Trust Energy AlphaDEX Fund
FXN
$371M
$285K ﹤0.01%
24,848
-36,395
-59% -$385K
ARKX icon
1377
ARK Space & Defense Innovation ETF
ARKX
$792M
$284K ﹤0.01%
14,510
-2,215
-13% -$45.3K
BRX icon
1378
Brixmor Property Group
BRX
$9.77B
$284K ﹤0.01%
12,836
-135
-1% -$3.1K
XEC
1379
DELISTED
CIMAREX ENERGY CO
XEC
$284K ﹤0.01%
3,258
-71
-2% -$4.93K
CALX icon
1380
Calix
CALX
$2.34B
$283K ﹤0.01%
5,735
-14,265
-71% -$658K
CSW
1381
CSW Industrials
CSW
$4.87B
$283K ﹤0.01%
2,220
– –
TGIF
1382
DELISTED
SoFi Weekly Income ETF
TGIF
$283K ﹤0.01%
+2,661
New +$284K
MFIC icon
1383
MidCap Financial Investment
MFIC
$811M
$282K ﹤0.01%
21,775
+4,418
+25% +$60.1K
DJAN icon
1384
FT Vest US Equity Deep Buffer ETF January
DJAN
$472M
$281K ﹤0.01%
8,864
+2,259
+34% +$71.7K
LNG icon
1385
Cheniere Energy
LNG
$52.8B
$281K ﹤0.01%
2,876
-88
-3% -$7.7K
XT icon
1386
iShares Future Exponential Technologies ETF
XT
$3.77B
$281K ﹤0.01%
4,476
-11,366
-72% -$732K
PCI
1387
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$281K ﹤0.01%
13,281
-943
-7% -$20.8K
CFFN icon
1388
Capitol Federal Financial
CFFN
$1.09B
$280K ﹤0.01%
24,343
-4,498
-16% -$50.8K
TSJA
1389
DELISTED
Innovator Triple Stacker ETF - January
TSJA
$280K ﹤0.01%
9,765
+124
+1% +$3.56K
AUY
1390
DELISTED
Yamana Gold, Inc.
AUY
$279K ﹤0.01%
70,503
+15,370
+28% +$65.1K
BG icon
1391
Bunge Global
BG
$22.8B
$278K ﹤0.01%
3,415
-7,841
-70% -$605K
DSTL icon
1392
Distillate US Fundamental Stability & Value ETF
DSTL
$2.01B
$277K ﹤0.01%
6,762
+960
+17% +$40.6K
FINX icon
1393
Global X FinTech ETF
FINX
$173M
$277K ﹤0.01%
+5,767
New +$282K
RWX icon
1394
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$277K ﹤0.01%
7,801
+195
+3% +$7.31K
THQ
1395
abrdn Healthcare Opportunities Fund
THQ
$787M
$276K ﹤0.01%
12,194
-7,474
-38% -$180K
LTHM
1396
DELISTED
Livent Corporation
LTHM
$276K ﹤0.01%
11,962
+895
+8% +$20.1K
INVH icon
1397
Invitation Homes
INVH
$17.9B
$274K ﹤0.01%
7,144
+1,337
+23% +$53.6K
JBHT icon
1398
JB Hunt Transport Services
JBHT
$26.1B
$274K ﹤0.01%
1,638
-20
-1% -$3.41K
TLRY icon
1399
Tilray
TLRY
$498M
$274K ﹤0.01%
2,427
-404
-14% -$55.4K
FJUN icon
1400
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$273K ﹤0.01%
+7,529
New +$275K
54 55
56
57 58

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.