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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
1376
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
– –
-10,224
Closed -$180K
GOVI icon
1377
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
– –
-38,530
Closed -$1.51M
GVI icon
1378
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
– –
-5,316
Closed -$626K
GWRE icon
1379
Guidewire Software
GWRE
$13.3B
– –
-23,599
Closed -$2.46M
HIG icon
1380
Hartford Financial Services
HIG
$39.3B
– –
-7,176
Closed -$264K
HII icon
1381
Huntington Ingalls Industries
HII
$11.8B
– –
-1,438
Closed -$202K
HLX icon
1382
Helix Energy Solutions
HLX
$1.35B
– –
-12,515
Closed -$30K
HYG icon
1383
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-720,200
Closed -$539K
IBOC icon
1384
International Bancshares
IBOC
$4.83B
– –
-9,176
Closed -$239K
IYK icon
1385
iShares US Consumer Staples ETF
IYK
$1.44B
– –
-19,314
Closed -$962K
JAZZ icon
1386
Jazz Pharmaceuticals
JAZZ
$16.1B
– –
-3,871
Closed -$552K
JBL icon
1387
Jabil
JBL
$31.7B
– –
-11,340
Closed -$389K
LAND
1388
Gladstone Land Corp
LAND
$366M
– –
-12,500
Closed -$188K
LQD icon
1389
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
– –
-11,000
Closed -$3K
LQDH icon
1390
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
– –
-20,010
Closed -$1.83M
MAG
1391
DELISTED
MAG Silver
MAG
– –
-14,256
Closed -$232K
MPWR icon
1392
Monolithic Power Systems
MPWR
$63B
– –
-4,383
Closed -$1.23M
MTSI icon
1393
MACOM Technology Solutions
MTSI
$19B
– –
-18,978
Closed -$645K
NAK
1394
Northern Dynasty Minerals
NAK
$812M
– –
-15,350
Closed -$15K
NCLH icon
1395
CALL
Norwegian Cruise Line
NCLH
$9.74B
– –
-1,400
Closed -$3K
NXST icon
1396
Nexstar Media Group
NXST
$5.92B
– –
-5,628
Closed -$506K
OLLI icon
1397
Ollie's Bargain Outlet
OLLI
$4.17B
– –
-6,432
Closed -$562K
OSIS icon
1398
OSI Systems
OSIS
$3.64B
– –
-2,863
Closed -$222K
PAGS icon
1399
PagSeguro Digital
PAGS
$2.69B
– –
-7,259
Closed -$274K
PDT
1400
John Hancock Premium Dividend Fund
PDT
$637M
– –
-10,890
Closed -$136K
54 55
56
57 58

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.