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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
1351
Vulcan Materials
VMC
$36.8B
$504K ﹤0.01%
2,941
+42
+1% +$7.46K
HTLF
1352
DELISTED
Heartland Financial USA, Inc.
HTLF
$503K ﹤0.01%
+13,117
New +$601K
MFIC icon
1353
MidCap Financial Investment
MFIC
$801M
$503K ﹤0.01%
44,111
-7,944
-15% -$95.2K
PFBC icon
1354
Preferred Bank
PFBC
$1.24B
$502K ﹤0.01%
9,164
+1,887
+26% +$128K
TDSB icon
1355
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$48.8M
$502K ﹤0.01%
23,871
+13,658
+134% +$290K
BN icon
1356
Brookfield
BN
$102B
$499K ﹤0.01%
22,970
+713
+3% +$16.1K
ORI icon
1357
Old Republic International
ORI
$10.9B
$499K ﹤0.01%
19,971
+2,101
+12% +$52.9K
APH icon
1358
Amphenol
APH
$185B
$496K ﹤0.01%
12,150
-13,952
-53% -$551K
ATI icon
1359
ATI
ATI
$24.3B
$494K ﹤0.01%
+12,512
New +$472K
BCI icon
1360
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.96B
$493K ﹤0.01%
+23,743
New +$499K
UAN icon
1361
CVR Partners
UAN
$1.3B
$491K ﹤0.01%
+5,506
New +$536K
HYDB icon
1362
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$490K ﹤0.01%
10,972
+10
+0.1% +$443
FBIN icon
1363
Fortune Brands Innovations
FBIN
$5.86B
$488K ﹤0.01%
8,301
+286
+4% +$17.5K
SSB icon
1364
SouthState Bank Corp
SSB
$10.3B
$487K ﹤0.01%
6,839
+407
+6% +$31.7K
WTRE icon
1365
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$487K ﹤0.01%
28,590
-3,145
-10% -$54.6K
SPGP icon
1366
Invesco S&P 500 GARP ETF
SPGP
$2.25B
$486K ﹤0.01%
5,703
+1,188
+26% +$103K
TCPC icon
1367
BlackRock TCP Capital
TCPC
$278M
$486K ﹤0.01%
47,161
+2,369
+5% +$28.7K
IXJ icon
1368
iShares Global Healthcare ETF
IXJ
$4.16B
$482K ﹤0.01%
5,787
+63
+1% +$5.22K
PCEF icon
1369
Invesco CEF Income Composite ETF
PCEF
$788M
$482K ﹤0.01%
+26,442
New +$498K
RSPG icon
1370
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
$481K ﹤0.01%
+7,040
New +$500K
WTMF icon
1371
WisdomTree Managed Futures Strategy Fund
WTMF
$242M
$476K ﹤0.01%
14,189
+671
+5% +$21.8K
PBA icon
1372
Pembina Pipeline
PBA
$29.3B
$474K ﹤0.01%
14,617
-9,621
-40% -$325K
RC
1373
Ready Capital
RC
$260M
$470K ﹤0.01%
46,197
+1,207
+3% +$14.1K
PRF icon
1374
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$468K ﹤0.01%
14,925
+3,535
+31% +$112K
TRTN
1375
DELISTED
Triton International Limited
TRTN
$468K ﹤0.01%
7,397
-2,324
-24% -$158K
53 54
55
56 57

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.